Compliance and Regulatory Manager/ Officer

3 days ago


Aberdeen, Aberdeen City, United Kingdom Hkese Full time

Job Title: Compliance and Regulatory Manager/ Officer

Company: Hkese

Job Type: Full Time

Location: Not Specified

Job Description:

Job Summary:

We are seeking a highly skilled Compliance and Regulatory Manager/ Officer to join our team at Hkese. The successful candidate will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and industry standards.

Key Responsibilities:

  • Compliance Work:
    • Perform compliance reviews, internal audits, and compliance monitoring.
    • Prepare and maintain compliance manuals, policies, and procedures.
    • Prepare and review regulatory submissions, including FRR, BRMQ, ADD, and other SFC surveys.
    • Stay up-to-date with regulatory developments and provide updates to the team.
  • Regulatory Compliance:
    • Handle regulatory compliance inquiries and provide guidance to the team.
    • Develop and implement compliance training programs for the team.
  • Business Development:
    • Support business development activities, including preparing contracts, term sheets, and sales pitches.
  • Finance and Administration:
    • Handle finance management and office administrative tasks.

Requirements:

  • Degree holder in Finance, Accounting, Law, Risk Management, or related disciplines.
  • At least 3 to 5 years of compliance experience in SFC licensed type 1, 4, and 9 regulated activities.
  • Strong knowledge of laws, rules, and regulations in respect of Type 1, 4, and 9 regulated activities.
  • Professional and practical approaches when providing regulatory compliance services.
  • Experience in handling bookkeeping and coordinating audits of SFC Type 4 and 9 business.
  • Good command of spoken and written English, Cantonese, and Mandarin.

Working Hours:

Full Time, 9:30 am – 6:30 pm Monday to Friday.

Additional Information:

Career Level: Mid Level

Qualification: Degree

Yr(s) of Exp: 3 - 5 years

Employment Type: Full Time



  • Aberdeen, Aberdeen City, United Kingdom Atlas Professionals Full time

    Position OverviewAtlas Professionals is seeking a Regulatory Compliance Specialist to join our team. This role is focused on ensuring adherence to regulatory standards and practices within our operations.Key Responsibilities:Facilitate the creation, execution, and upkeep of the Safety Case and Written Scheme of Examination for assets managed by the...


  • Aberdeen, Aberdeen City, United Kingdom Atlas Professionals Full time

    Position OverviewAtlas Professionals is seeking a Regulatory Compliance Specialist to join our team. This role is based in a dynamic environment and involves a full-time commitment, operating Monday through Friday with a half-day on Friday.Key Responsibilities:Facilitate the creation, execution, and upkeep of the Safety Case and Written Scheme of Examination...


  • Aberdeen, Aberdeen City, United Kingdom Aberdein Considine Full time

    Job Summary:Aberdein Considine is seeking a highly skilled Risk & Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in building and maintaining our Risk Management Framework.Key Responsibilities:Develop and Implement Risk Management Framework: Collaborate with the Risk & Compliance Director to design and...


  • Aberdeen, Aberdeen City, United Kingdom Aberdein Considine Full time

    Job Summary:Aberdein Considine is seeking a highly skilled Risk & Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in building and maintaining our Risk Management Framework.Key Responsibilities:Develop and Implement Risk Management Framework: Collaborate with the Risk & Compliance Director to design and...

  • Compliance Officer

    1 week ago


    Aberdeen, Aberdeen City, United Kingdom Reed Full time

    Job Summary:We are seeking a dedicated Contract Management Specialist to oversee customer bids and tenders, ensuring compliance with regulatory requirements and corporate policies. The role involves monitoring and reviewing contracts to identify potential risks and opportunities for improvement.Key Responsibilities:Review and coordinate customer bids,...


  • Aberdeen, Aberdeen City, United Kingdom CV Library Full time

    Job DescriptionAbout the RoleWe are seeking a highly skilled and experienced Compliance and Logistics Manager to join our team at CV Library. As a key member of our organization, you will be responsible for ensuring that our business units are fully compliant with applicable UK HMRC import and export rules and regulations.Key ResponsibilitiesCompliance...


  • Aberdeen, Aberdeen City, United Kingdom Atlas Professionals Full time

    Job DescriptionAtlas Professionals is seeking a highly skilled Corporate & Quality Assurance Advisor to join their team. The successful candidate will be responsible for ensuring the highest standards of quality and compliance in the corporate and offshore environments.Key Responsibilities:Develop and implement quality management systems to ensure compliance...

  • UK Tax Manager

    1 week ago


    Aberdeen, Aberdeen City, United Kingdom NOV Full time

    Job Summary:As a Tax Assistant Manager at NOV, you will play a key role in the Corporate Tax Department, reporting directly to the UK Tax Manager. Your primary responsibility will be to oversee UK tax functions, ensuring timely completion of UK corporation tax returns and managing compliance with regulatory requirements.Key Responsibilities:Manage and...


  • Aberdeen, Aberdeen City, United Kingdom Thorpe Molloy McCulloch Recruitment Ltd Full time

    Thorpe Molloy McCulloch Recruitment Ltd is pleased to be partnering with a leading global energy business to appoint a UK Tax Reporting and Compliance Manager.In this key role, you will be responsible for timely and accurate tax reporting and UK tax compliance for the UK Group.The successful candidate will have extensive experience in tax compliance, tax...


  • Aberdeen, Aberdeen City, United Kingdom Thorpe Molloy McCulloch Recruitment Ltd Full time

    Thorpe Molloy McCulloch Recruitment Ltd is pleased to be partnering with a leading global energy business to appoint a UK Tax Reporting and Compliance Manager.In this key role, you will be responsible for timely and accurate tax reporting and UK tax compliance for the UK Group.The successful candidate will have extensive experience in tax compliance, tax...


  • Aberdeen, Aberdeen City, United Kingdom Atlas professionals Full time

    Job Summary:Atlas Professionals is seeking a highly skilled Corporate & Quality Assurance Advisor to join our team. As a key member of our organization, you will be responsible for ensuring the highest standards of quality and compliance in our operations.Key Responsibilities:Develop and implement quality management systems to ensure compliance with...


  • Aberdeen, Aberdeen City, United Kingdom Sword Group Full time

    About Sword Group Sword Group is a leading provider of technology solutions for the Energy, Public, and Finance sectors. We are dedicated to driving innovation and partnering with our clients to achieve their strategic objectives. Our team of experts leverages cutting-edge technology and industry expertise to build robust technical foundations for platforms,...


  • Aberdeen, Aberdeen City, United Kingdom Sword Group Full time

    About Sword GroupSword Group is a leading provider of business technology solutions within the Energy, Public and Finance Sectors. We drive transformational change within our clients by leveraging proven technology, specialist teams, and domain expertise to build solid technical foundations across platforms, data, and business applications. Our passion lies...


  • Aberdeen, Aberdeen City, United Kingdom Sword Group Full time

    About the RoleSword Group is a leading provider of business technology solutions within the Energy, Public, and Finance sectors, driving real transformational change within our clients. We use proven technology, specialist teams, and domain expertise to build solid technical foundations across platforms, data, and business applications. We have a passion for...


  • Aberdeen, Aberdeen City, United Kingdom Sword Group Full time

    About the RoleSword Group is a leading provider of business technology solutions within the Energy, Public, and Finance sectors, driving real transformational change within our clients. We use proven technology, specialist teams, and domain expertise to build solid technical foundations across platforms, data, and business applications. We have a passion for...


  • Aberdeen, Aberdeen City, United Kingdom Morson Talent Full time

    **Job Summary**Our client, a leading Oil & Gas operator, is seeking a highly skilled Assurance & Technical Compliance Coordinator to join their team in a part-time position (3 days) on a contract basis initially.**Key Responsibilities:**Ensure compliance with regulatory requirements and industry standards.Develop and implement effective compliance...


  • Aberdeen, Aberdeen City, United Kingdom Morson Talent Full time

    **Job Summary**Our client, a leading Oil & Gas operator, is seeking a highly skilled Assurance & Technical Compliance Coordinator to join their team in a part-time position (3 days) on a contract basis initially.**Key Responsibilities:**Ensure compliance with regulatory requirements and industry standards.Develop and implement effective compliance...


  • Aberdeen, Aberdeen City, United Kingdom SSE Enterprise Full time

    Role Overview SSE Enterprise is seeking a Compliance Assurance Specialist to enhance our Risk & Assurance division. This team is dedicated to establishing processes that identify, evaluate, and mitigate risks in alignment with our organizational risk appetite, ensuring that accurate information is provided to both internal and external stakeholders through...


  • Aberdeen, Aberdeen City, United Kingdom SCOTTISH FUNDING COUNCIL Full time

    About the RoleWe are seeking a highly skilled Cyber Risk & Compliance Lead to join our team at the Scottish Funding Council. As a key member of our organization, you will play a critical role in championing our cybersecurity initiatives and ensuring the protection of our operations, data, and technologies in alignment with UK-specific cybersecurity standards...


  • Aberdeen, Aberdeen City, United Kingdom SCOTTISH FUNDING COUNCIL Full time

    About the RoleWe are seeking a highly skilled Cyber Risk & Compliance Lead to join our team at the Scottish Funding Council. As a key member of our organization, you will play a critical role in championing our cybersecurity initiatives and ensuring the protection of our operations, data, and technologies in alignment with UK-specific cybersecurity standards...