Compliance Officer

2 weeks ago

London, Greater London, United Kingdom Crédit Agricole CIB Full time
Job Description

Business Type: Financial Institution

Job Title: Central Compliance Officer

Job Summary: We are seeking a highly skilled Compliance Officer to join our team at Crédit Agricole CIB. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and maintaining a robust compliance framework.

Key Responsibilities:

  • Administration of the Senior Managers Regime Certification Regime (SMCR)
  • Maintain and report on Personal Account Dealing activities
  • Compliance Reporting / Control work
  • Trade reporting on UK stocks
  • Compliance reviews
  • Data Loss Prevention
  • Data Subject Access Requests (DSARs)
  • General Compliance matters

Requirements:

  • Previous experience at a wholesale investment bank / financial services firm
  • Understanding of FCA/PRA Rules
  • Proactive and able to initiate and run tasks, controls, reporting and mini-projects
  • IT literacy (MS Office, databases etc)
  • Regulatory awareness including working knowledge of FCA MIFIDII Transaction Reporting rules
  • Project management
  • Analytical skills
  • Compliance, Banking and product knowledge
  • Strong administrative skills
  • Good interpersonal skills with strong diplomacy and tact
  • Confident and adaptable, and possess an eye for detail
  • Proactive, with a 'can do' attitude
  • Ability to work well independently or as part of a team
  • Energy and tenacity to work well under pressure to deadlines

Working Environment:

Crédit Agricole CIB is a dynamic and collaborative work environment where CSR is embraced in our day-to-day business operation, innovation is encouraged and diversity is celebrated.

We offer a people-centric culture where everyone is valued, and opportunities for personal and professional growth.

Our hiring process is open to all and should you have any particular needs or you may require adjustments, please let us know.

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Chief Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at Compliance Wise. As a key member of our leadership team, you will be responsible for ensuring that our organization meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and...

  • Compliance Officer

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...

  • Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...

  • Compliance Officer

    6 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    **Job Summary**We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    **Job Summary**We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...

  • Chief Compliance Officer

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description**About the Company**Our client is a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.**Job Summary**We are seeking an experienced Compliance Director to join our team. As a key member of our leadership team, you will be responsible for ensuring our company's compliance with all...

  • Senior Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Financial Crime and Compliance to join our team. The ideal candidate will have a strong background in compliance and regulatory affairs, with a focus on anti-money laundering (AML) and combating the financing of terrorism (CFT).Key Responsibilities:Develop and...

  • Senior Compliance Officer

    3 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Financial Crime and Compliance to join our team. The ideal candidate will have a strong background in compliance and regulatory affairs, with a focus on anti-money laundering (AML) and combating the financing of terrorism (CFT).Key Responsibilities:Develop and...

  • Chief Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job SummaryWe are seeking a highly experienced and skilled Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our firm meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and regulatory requirements.Key...

  • Compliance Officer

    1 hour ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleWe are seeking a highly skilled and dedicated Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with Anti-Money Laundering (AML) regulations and sanctions.Key ResponsibilitiesHandle a broad range of compliance, conflicts, and AML issues, including...

  • Legionella Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Aqua Compliance Services Full time

    Aqua Compliance Services is a leading provider of water and air hygiene solutions. We are passionate about redefining standards and aim to lead the industry in water and air hygiene.As a Trainee Commercial Underwriter, you will play a key role in our team, working closely with our experienced professionals to identify and mitigate potential risks in...

  • Legionella Compliance Officer

    6 days ago

    London, Greater London, United Kingdom Aqua Compliance Services Full time

    Aqua Compliance Services is a leading provider of water and air hygiene solutions. We are passionate about redefining standards and aim to lead the industry in water and air hygiene.As a Trainee Commercial Underwriter, you will play a key role in our team, working closely with our experienced professionals to identify and mitigate potential risks in...

  • Compliance Director

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion...

  • Compliance Manager

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Overview**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform...

  • Compliance Associate

    3 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...