Current jobs related to Compliance Officer - London, Greater London - AJ FOX COMPLIANCE

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...

  • Compliance Officer

    2 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...

  • Compliance Officer

    2 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong organizational skills and the ability to work effectively in a fast-paced environment.Key Responsibilities:Monitor and assess compliance with regulatory...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong organizational skills and the ability to work effectively in a fast-paced environment.Key Responsibilities:Monitor and assess compliance with regulatory...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    2 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    2 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

Compliance Officer

2 months ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

**Job Summary**

We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.

**Key Responsibilities**

  • Handle complex legal conflict of interest matters, providing expert advice and guidance to ensure compliance with regulatory requirements.
  • Lead commercial clearances across offices, ensuring seamless coordination and effective communication.
  • Manage medium and high-complexity confidential information issues, maintaining the highest level of confidentiality and discretion.
  • Assist with data protection queries, providing timely and accurate advice to ensure compliance with data protection regulations.
  • Support the firm's internal audit process, identifying areas for improvement and implementing corrective actions.
  • Review and update internal compliance policies and procedures, ensuring they remain relevant and effective.
  • Assist with compliance projects, working closely with cross-functional teams to drive project delivery.

**Requirements**

  • Proven experience in conflicts and compliance, gained at an international law firm or other professional services firm.
  • Strong knowledge of regulatory requirements and compliance frameworks.
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders.
  • Ability to work independently and as part of a team, with a high level of autonomy and discretion.