Compliance Officer
4 hours ago
We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.
Key Responsibilities:- Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements.
- Conduct regular compliance monitoring and risk assessments to identify potential areas of non-compliance.
- Provide guidance and support to management on compliance matters and ensure that all employees understand their compliance responsibilities.
- Collaborate with internal stakeholders to develop and implement effective risk management strategies.
- Manage and maintain accurate records of compliance-related activities and ensure that all necessary reports are submitted to regulatory bodies in a timely manner.
- Stay up-to-date with changes in regulatory requirements and ensure that our company's policies and procedures are aligned with these changes.
- Minimum 3 years of experience in a compliance role at a mortgage lender.
- Strong knowledge of PRA and FCA regulation of the mortgage industry, including CBTL.
- Able to work with minimal supervision and demonstrate strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills, with the ability to build strong relationships with internal stakeholders and external regulatory bodies.
We offer a competitive salary and benefits package, as well as opportunities for professional development and growth. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a Compliance Officer to support our team in maintaining the highest compliance standards for our candidates. The ideal candidate will have a minimum of 6 months of experience in compliance or a similar role and proficiency in Microsoft Office Suite. Key responsibilities include thoroughly verifying candidate right to work...
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Compliance Officer
3 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
2 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our mortgage lending company remains compliant with all relevant regulations.Key Responsibilities:Maintain and develop compliance policies, advising management on...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our mortgage lending company remains compliant with all relevant regulations.Key Responsibilities:Maintain and develop compliance policies, advising management on...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
1 hour ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and maintain a...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsJob Title: Collections Data OfficerJob Summary:We are seeking a highly skilled Collections Data Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring the firm's monitoring and surveillance systems are operating effectively and efficiently.Key...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsJob Title: Collections Data OfficerJob Summary:We are seeking a highly skilled Collections Data Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring the firm's monitoring and surveillance systems are operating effectively and efficiently.Key...