Head of Compliance Advisory

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

**THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...

About the RoleWe are seeking a highly experienced and skilled Compliance Expert to join our team at Shell. As the Head of Compliance Advisory, you will play a critical role in ensuring that our business operations are in compliance with all relevant laws, regulations, and industry standards.Key ResponsibilitiesCompliance Advisory: Provide expert advice and...

About the RoleWe are seeking a highly experienced and skilled Compliance Expert to join our team at Shell. As the Head of Compliance Advisory, you will play a critical role in ensuring that our business operations are in compliance with all relevant laws, regulations, and industry standards.Key ResponsibilitiesCompliance Advisory: Provide expert advice and...

Job SummaryWe are seeking a seasoned professional to lead our Investment Advisory Compliance team. As the Head of Investment Compliance Advisory, you will be responsible for developing and implementing compliance strategies that align with our company's goals.Key ResponsibilitiesTeam Leadership: Lead and develop the Investment Advisory Compliance team,...

Job SummaryWe are seeking a seasoned professional to lead our Investment Advisory Compliance team. As the Head of Investment Compliance Advisory, you will be responsible for developing and implementing compliance strategies that align with our company's goals.Key ResponsibilitiesTeam Leadership: Lead and develop the Investment Advisory Compliance team,...

**Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom. Join us as our Head of Compliance Advisory & Services - We’ll look to you to...

We have an opportunity for a Compliance Executive - Advisory to join our Compliance department. You will report to the Compliance Advisory Manager and will be responsible for assisting the Head of Compliance with the management of the firm’s compliance framework and activities. Emphasising particularly on providing appropriate advice to the business, to...

About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that requires a deep understanding of regulatory requirements and compliance best practices in the EMEA region.Key ResponsibilitiesProvide expert advice and guidance on compliance matters to the EMEA...

About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that requires a deep understanding of regulatory requirements and compliance best practices in the EMEA region.Key ResponsibilitiesProvide expert advice and guidance on compliance matters to the EMEA...

About the Role:We are seeking a highly skilled and experienced Head of Compliance Advisory to join our team at Zopa. As a key member of our Compliance function, you will play a critical role in ensuring that our products and services are delivered in a way that meets regulatory requirements and maintains the trust of our customers.Key...

About the Role:We are seeking a highly skilled and experienced Head of Compliance Advisory to join our team at Zopa. As a key member of our Compliance function, you will play a critical role in ensuring that our products and services are delivered in a way that meets regulatory requirements and maintains the trust of our customers.Key...

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team. **THE RESPONSIBILITIES**: - Review complex documentation and AML/KYC information for new clients at...

About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that will require you to provide expert advice and guidance on compliance matters to our EMEA business.Key ResponsibilitiesAct as the first point of contact for advice and independent challenge on...

About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that will require you to provide expert advice and guidance on compliance matters to our EMEA business.Key ResponsibilitiesAct as the first point of contact for advice and independent challenge on...

About the Role:We are seeking a highly skilled and experienced Head of Compliance Advisory to join our team at Zopa. As a key member of our Compliance function, you will play a critical role in ensuring that our products and services deliver good customer outcomes and operate in line with internal policies and external rules, requirements, and...

About the Role:We are seeking a highly skilled and experienced Head of Compliance Advisory to join our team at Zopa. As a key member of our Compliance function, you will play a critical role in ensuring that our products and services deliver good customer outcomes and operate in line with internal policies and external rules, requirements, and...

Head of Risk & Compliance UK Advisory Job ID: 174771 Posted: 22-Jul-2024 Service line: Advisory Segment Role type: Full-time Areas of Interest: Risk Management Location(s): London - England - United Kingdom of Great Britain and Northern Ireland Reports to: Global Head of Compliance Officers Matrix to: UK COO CBRE is recruiting a Head of Risk...