Compliance Policy Head

3 days ago

London, Greater London, United Kingdom Gold Grain Capital Ltd Full time

{"title": "Head of Compliance", "company": "Gold Grain Capital Ltd", "location": "London, United Kingdom", "job_summary": "We are seeking a highly experienced and skilled Head of Compliance to join our team at Gold Grain Capital Ltd. As a key member of our organization, you will play a pivotal role in ensuring that our operations adhere to all relevant regulations and standards in all geographies in which the firm operates.", "responsibilities": ["Develop, implement, and oversee our compliance program", "Provide guidance to internal stakeholders on compliance matters", "Conduct regular compliance risk assessments and implement controls to mitigate identified risks", "Monitor changes in regulatory requirements and assess their impact on the business", "Oversee compliance monitoring and testing activities to ensure effectiveness", "Act as the primary point of contact for regulatory inquiries and examinations", "Prepare and submit regulatory documentation to the FCA, AFM, and CONSOB", "Coordinate with the head of compliance of other entities of the group", "Participate in global compliance and AML projects", "Call monitoring", "Provide guidance and training to Company staff on compliance and AML-related matters", "Serve as a first line subject matter expert, offering guidance and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies", "Conducting regulatory analysis prior to the launch of new financial products and providing advice to the business units involved", "Coordination with all business units for the regulatory implementation of new projects", "Work hand in hand with the outsourced compliance agencies", "Collaborate with internal stakeholders, including legal, risk management, and operations, to address compliance issues and implement solutions"], "qualifications": ["Extensive and proven track record in regulatory compliance within the financial services or consultancy sectors", "3+ years of experience in an SMF role", "Thorough comprehension of the UK and European regulatory landscape for financial services", "Experience in dealing with Italian AFM (NL) CONSOB (IT), FCA (UK)", "In-depth knowledge of relevant regulations and standards, such as AML, KYC, and sanctions", "Professional certifications such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) preferred"]}

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