Senior Compliance Advisory Specialist

Position OverviewWe are collaborating with InterQuest Group, a leading consultancy firm committed to delivering exceptional advisory solutions. As the firm expands its reach, we are in search of outstanding professionals at various levels to enhance our advisory team. Our goal is to significantly elevate our advisory services in the coming year, and we are...

Position OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...

Job Summary:Eximius Finance is seeking a highly skilled Compliance Advisory Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our financial services business operates in accordance with all relevant regulations and laws.Key Responsibilities:Develop and maintain a deep understanding of...

Job Summary:Eximius Finance is seeking a highly skilled Compliance Advisory Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our financial services business operates in accordance with all relevant regulations and laws.Key Responsibilities:Develop and maintain a deep understanding of...

Key Responsibilities: • Develop and maintain a deep understanding of the FCA regulations applicable to Investment Management and Advisory businesses, including those related to ESG, Principles for Responsible Investment, TCFD, Stewardship Code, and SRD II. • Utilize portfolio management systems such as Objectway, BITA Risk, and ESG monitoring tools like...

Key Responsibilities: • Develop and maintain a deep understanding of the FCA regulations applicable to Investment Management and Advisory businesses, including those related to ESG, Principles for Responsible Investment, TCFD, Stewardship Code, and SRD II. • Utilize portfolio management systems such as Objectway, BITA Risk, and ESG monitoring tools like...

Position Overview:We are seeking a skilled Compliance Advisory professional to join the esteemed Danos Group. The ideal candidate will possess substantial experience in compliance advisory roles, particularly within the realm of Fixed Income, Currencies, and Commodities (FICC). A proven ability to engage with business stakeholders and a solid understanding...

Interpath Advisory is looking for a seasoned Senior Manager to become a vital part of our Financial Advisory Services team. In this role, you will collaborate closely with our executive leadership to manage intricate Financial Advisory projects and spearhead business development initiatives, including the creation and presentation of marketing content and...

About the RoleWe are seeking a seasoned Compliance Advisory Director to lead our team in a senior level position. The ideal candidate will have a strong background in Compliance Advisory and a proven track record of success in a similar role.About the BusinessOur client is a leading Asset Manager with a strong success story over the past decade. They have...

About the RoleWe are seeking a seasoned Compliance Advisory Director to lead our team in a senior level position. The ideal candidate will have a strong background in Compliance Advisory and a proven track record of success in a similar role.About the BusinessOur client is a leading Asset Manager with a strong success story over the past decade. They have...

Interpath Advisory is looking for a skilled Senior Manager to join our Financial Advisory Services team. In this pivotal role, you will collaborate with our leadership team to execute intricate financial advisory projects and spearhead business development initiatives, including the creation and presentation of marketing materials and thought leadership.Our...

Job Opportunity: Director of Compliance AdvisoryAbout the Role:We are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. As a senior level professional, you will be responsible for driving compliance initiatives and ensuring that our business operates within regulatory frameworks.About the...

{"title": "Compliance Advisory Specialist", "description": "Key ResponsibilitiesAs a Compliance Advisory Specialist at Chip, you will play a critical role in ensuring our financial promotions are compliant with regulatory requirements. Your expertise will be essential in reviewing and approving app, website copy, and marketing materials to ensure they are...

{"title": "Compliance Advisory Specialist", "description": "Key ResponsibilitiesAs a Compliance Advisory Specialist at Chip, you will play a critical role in ensuring our financial promotions are compliant with regulatory requirements. Your expertise will be essential in reviewing and approving app, website copy, and marketing materials to ensure they are...

About Interpath Advisory Interpath Advisory is a global advisory firm with teams dedicated to supporting businesses, investors, and stakeholders across various industries. We work with companies of all sizes, from small and medium enterprises (SMEs) to multinational corporations. Debt Advisory Group: Our Expertise Our independent Debt and Capital Advisory...

About Interpath Advisory Interpath Advisory is a global advisory firm with teams dedicated to supporting businesses, investors, and stakeholders across various industries. We work with companies of all sizes, from small and medium enterprises (SMEs) to multinational corporations. Debt Advisory Group: Our Expertise Our independent Debt and Capital Advisory...

About the RoleWe are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. This is a senior-level position within our business, and a critical hire for us.About the BusinessOur business is a leading Asset Manager with a strong success story over the past 10 years. We have created an inclusive working...

About the RoleWe are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. This is a senior-level position within our business, and a critical hire for us.About the BusinessOur business is a leading Asset Manager with a strong success story over the past 10 years. We have created an inclusive working...

About the RoleWe are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. This is a senior-level role within our business, and a critical hire for us.About the BusinessOur business is a well-established Asset Manager with a strong success story over the past 10 years. We have created an inclusive...

About the RoleWe are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. This is a senior-level role within our business, and a critical hire for us.About the BusinessOur business is a well-established Asset Manager with a strong success story over the past 10 years. We have created an inclusive...