Compliance Advisory Specialist

Position OverviewWe are collaborating with InterQuest Group, a leading consultancy firm committed to delivering exceptional advisory solutions. As the firm expands its reach, we are in search of outstanding professionals at various levels to enhance our advisory team. Our goal is to significantly elevate our advisory services in the coming year, and we are...

Key Responsibilities: • Develop and maintain a deep understanding of the FCA regulations applicable to Investment Management and Advisory businesses, including those related to ESG, Principles for Responsible Investment, TCFD, Stewardship Code, and SRD II. • Utilize portfolio management systems such as Objectway, BITA Risk, and ESG monitoring tools like...

Key Responsibilities: • Develop and maintain a deep understanding of the FCA regulations applicable to Investment Management and Advisory businesses, including those related to ESG, Principles for Responsible Investment, TCFD, Stewardship Code, and SRD II. • Utilize portfolio management systems such as Objectway, BITA Risk, and ESG monitoring tools like...

Position Overview:We are seeking a skilled Compliance Advisory professional to join the esteemed Danos Group. The ideal candidate will possess substantial experience in compliance advisory roles, particularly within the realm of Fixed Income, Currencies, and Commodities (FICC). A proven ability to engage with business stakeholders and a solid understanding...

{"title": "Compliance Advisory Specialist", "description": "Key ResponsibilitiesAs a Compliance Advisory Specialist at Chip, you will play a critical role in ensuring our financial promotions are compliant with regulatory requirements. Your expertise will be essential in reviewing and approving app, website copy, and marketing materials to ensure they are...

{"title": "Compliance Advisory Specialist", "description": "Key ResponsibilitiesAs a Compliance Advisory Specialist at Chip, you will play a critical role in ensuring our financial promotions are compliant with regulatory requirements. Your expertise will be essential in reviewing and approving app, website copy, and marketing materials to ensure they are...

Position OverviewThe Electoral Commission is pleased to announce a vacancy for a Senior Compliance Advisory Specialist within our esteemed organization.Location: Flexible working options available Department: Regulation and Digital Transformation Compensation: Competitive salary based on location Employment Type: Full-Time, Permanent About the Electoral...

Position OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team at Goodman Masson. As a key member of our Advisory Compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key ResponsibilitiesRegulatory Coordination: Collaborate with the Head of Advisory Compliance to...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team at Goodman Masson. As a key member of our Advisory Compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key ResponsibilitiesRegulatory Coordination: Collaborate with the Head of Advisory Compliance to...

About the RoleWe are seeking a seasoned Compliance Advisory Director to lead our team in a senior level position. The ideal candidate will have a strong background in Compliance Advisory and a proven track record of success in a similar role.About the BusinessOur client is a leading Asset Manager with a strong success story over the past decade. They have...

About the RoleWe are seeking a seasoned Compliance Advisory Director to lead our team in a senior level position. The ideal candidate will have a strong background in Compliance Advisory and a proven track record of success in a similar role.About the BusinessOur client is a leading Asset Manager with a strong success story over the past decade. They have...

Job Opportunity: Director of Compliance AdvisoryAbout the Role:We are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. As a senior level professional, you will be responsible for driving compliance initiatives and ensuring that our business operates within regulatory frameworks.About the...

Job SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...

Job SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...

About the RoleWe are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. This is a senior-level position within our business, and a critical hire for us.About the BusinessOur business is a leading Asset Manager with a strong success story over the past 10 years. We have created an inclusive working...

About the RoleWe are seeking a highly experienced Director of Compliance Advisory to lead our team with a focus on Equities and FICC. This is a senior-level position within our business, and a critical hire for us.About the BusinessOur business is a leading Asset Manager with a strong success story over the past 10 years. We have created an inclusive working...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance; engage...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations as requested by Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct audits and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...