Senior Legal Compliance Specialist
3 weeks ago
We are seeking a highly skilled and experienced Senior Associate to join our Legal and Compliance team at Quantum Group. As a Senior Associate, you will play a key role in supporting the Assistant Manager and Head of Legal and Compliance in ensuring the Bank's operations in the UK are compliant with relevant laws and regulations.
Key Responsibilities:- Liaise with external advisors to ensure compliance with legal and regulatory requirements.
- Provide advice on routine legal and regulatory matters to the Business.
- Draft and review Compliance policies, procedures, and controls.
- Maintain Regulatory Correspondence Register and supporting documentation.
- Respond to Courts, Police, DWP, HMRC, Regulators, and other enforcement agencies in a timely manner.
- Horizon scan and map regulations across different functions of the Bank.
- Review legal court orders and requests for information for the Legal & Compliance Committee Meeting.
- Provide regulatory updates to Compliance, Business, and Operations teams through regular newsletters.
- Advising on legal issues arising from the Bank's operations in the UK.
- Review the Legal and Conveyancing Panel on an annual basis and communicate with them regularly.
- Deal with ad hoc legal matters from time to time.
- Approve financial promotions.
- Legal & Compliance oversight and monitoring activities.
- Compile reports for senior management.
- Handle ad hoc projects and tasks related to Legal and Compliance as allocated.
- Graduate with a legal background, preferably with an LPC qualification.
- At least two years of regulatory, legal, and/or compliance experience, preferably in regulation, compliance, legal, banking, and/or financial services.
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Compliance Officer Legal Specialist
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Compliance Officer Legal Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Legal SpecialistWe are seeking a highly skilled Compliance Officer Legal Specialist to join our team at Compliance Professionals. As a key member of our compliance function, you will play a critical role in ensuring our client's compliance with relevant regulations and laws.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer Legal Specialist
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Compliance Officer Legal Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...
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Compliance Officer Legal Specialist
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Compliance Officer Legal Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...
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Compliance Officer Legal Specialist
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Senior Risk Compliance Specialist
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Financial Services Legal Specialist
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Financial Services Legal Specialist
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