Senior Compliance Specialist
1 week ago
We are seeking a highly skilled Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.
Key Responsibilities:
- Collaborate with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.
- Offer advice on legal, ethical, and regulatory matters.
- Oversee and regularly update the firm's policies and procedures, according to up-to-date compliance legislation.
- Deliver training programs focused on risk and compliance.
- Assist in reviewing and managing AML and counter-terrorism financing measures, including acting as an independent auditor for these processes.
- Supervise the firm's file review systems, identifying areas for improvement and managing corrective actions.
- Investigate incidents, manage complaints, and analyse trends to prevent future issues.
- Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
- Supervise Compliance professionals, guiding their work and development.
This is an excellent opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained.
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Senior Compliance Specialist
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Senior Risk and Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeSenior Risk and Compliance SpecialistWe are seeking a highly skilled Senior Risk and Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Senior Risk and Compliance Specialist, you will be responsible for conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for...
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London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeSenior Risk Compliance SpecialistWe are seeking a highly skilled Senior Risk Compliance Specialist to join our team at AJ FOX COMPLIANCE. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a range of compliance areas, including AML, conflicts management, and regulatory matters.Key...
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Senior Risk Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeSenior Risk Compliance SpecialistWe are seeking a highly skilled Senior Risk Compliance Specialist to join our team at AJ FOX COMPLIANCE. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a range of compliance areas, including AML, conflicts management, and regulatory matters.Key...
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Senior Risk Compliance Specialist
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London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a Senior Risk Compliance Specialist to join our team at AJ FOX COMPLIANCE. The ideal candidate will have 5 years of risk-focused PQE and extensive knowledge of legal/regulatory compliance gained from a leading, international law firm.The role will be varied, contributing to the management and smooth operation of the firm...
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London, Greater London, United Kingdom Compliance Recruitment Solutions Full time{"h1": "Senior Compliance Consultant Role", "p": "We are seeking an experienced Compliance practitioner to join our growing consultant ranks. As a Senior Compliance Consultant, you will be responsible for a portfolio of clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.", "ul": [{"li": "Acting as the primary compliance...
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London, Greater London, United Kingdom Compliance Recruitment Solutions Full time{"h1": "Senior Compliance Consultant Role", "p": "We are seeking an experienced Compliance practitioner to join our growing consultant ranks. As a Senior Compliance Consultant, you will be responsible for a portfolio of clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.", "ul": [{"li": "Acting as the primary compliance...
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London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Senior Risk and Compliance AnalystWe are seeking a highly skilled Senior Risk and Compliance Analyst to join our team at AJ FOX COMPLIANCE. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a range of compliance areas, including AML, conflicts management, and regulatory...
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3 weeks ago
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Senior Risk and Compliance Specialist
3 weeks ago
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