Compliance Officer
2 weeks ago
About the Role
Carnegie Consulting Ltd is seeking a highly experienced Compliance Manager to join our team on a 12-month contract. The ideal candidate will have at least 8 years of UK Compliance experience in a Buy Side firm, with a strong understanding of regulatory requirements and a proven track record of maintaining compliance manuals and ensuring ongoing KYC.
Key Responsibilities
- Assist with FCA filings and maintain and update compliance manuals
- Initial and ongoing KYC, compliance monitoring and testing, and preparation for audits
- Organise staff training for compliance and day-to-day running of the compliance department
Requirements
- At least 8 years of UK Compliance experience in a Buy Side firm (Alternatives, PE, Credit, Hedge Fund, Investment Management)
- Strong understanding of regulatory requirements and compliance procedures
- Excellent communication and interpersonal skills
- Ability to read the room and work effectively in a team
Working Arrangements
The role will be based in the office, with 4 days per week and 1 day working from home. Unfortunately, we are unable to offer visa sponsorship.
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