Compliance Officer

2 weeks ago


London, Greater London, United Kingdom Carnegie Consulting Ltd Full time

About the Role

Carnegie Consulting Ltd is seeking a highly experienced Compliance Manager to join our team on a 12-month contract. The ideal candidate will have at least 8 years of UK Compliance experience in a Buy Side firm, with a strong understanding of regulatory requirements and a proven track record of maintaining compliance manuals and ensuring ongoing KYC.

Key Responsibilities

  • Assist with FCA filings and maintain and update compliance manuals
  • Initial and ongoing KYC, compliance monitoring and testing, and preparation for audits
  • Organise staff training for compliance and day-to-day running of the compliance department

Requirements

  • At least 8 years of UK Compliance experience in a Buy Side firm (Alternatives, PE, Credit, Hedge Fund, Investment Management)
  • Strong understanding of regulatory requirements and compliance procedures
  • Excellent communication and interpersonal skills
  • Ability to read the room and work effectively in a team

Working Arrangements

The role will be based in the office, with 4 days per week and 1 day working from home. Unfortunately, we are unable to offer visa sponsorship.


  • Compliance Officer

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Compliance Officer

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...


  • London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at Compliance Wise. As a key member of our leadership team, you will be responsible for ensuring that our organization meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and...

  • Compliance Officer

    6 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...

  • Compliance Officer

    5 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    2 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    2 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    5 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...

  • Compliance Officer

    6 days ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    **Job Summary**We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...

  • Compliance Officer

    4 days ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    **Job Summary**We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description**About the Company**Our client is a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.**Job Summary**We are seeking an experienced Compliance Director to join our team. As a key member of our leadership team, you will be responsible for ensuring our company's compliance with all...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Financial Crime and Compliance to join our team. The ideal candidate will have a strong background in compliance and regulatory affairs, with a focus on anti-money laundering (AML) and combating the financing of terrorism (CFT).Key Responsibilities:Develop and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Financial Crime and Compliance to join our team. The ideal candidate will have a strong background in compliance and regulatory affairs, with a focus on anti-money laundering (AML) and combating the financing of terrorism (CFT).Key Responsibilities:Develop and...


  • London, Greater London, United Kingdom Compliance Wise Full time

    Job SummaryWe are seeking a highly experienced and skilled Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our firm meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and regulatory requirements.Key...

  • Compliance Officer

    1 hour ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleWe are seeking a highly skilled and dedicated Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with Anti-Money Laundering (AML) regulations and sanctions.Key ResponsibilitiesHandle a broad range of compliance, conflicts, and AML issues, including...


  • London, Greater London, United Kingdom Aqua Compliance Services Full time

    Aqua Compliance Services is a leading provider of water and air hygiene solutions. We are passionate about redefining standards and aim to lead the industry in water and air hygiene.As a Trainee Commercial Underwriter, you will play a key role in our team, working closely with our experienced professionals to identify and mitigate potential risks in...


  • London, Greater London, United Kingdom Aqua Compliance Services Full time

    Aqua Compliance Services is a leading provider of water and air hygiene solutions. We are passionate about redefining standards and aim to lead the industry in water and air hygiene.As a Trainee Commercial Underwriter, you will play a key role in our team, working closely with our experienced professionals to identify and mitigate potential risks in...

  • Compliance Director

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion...

  • Compliance Manager

    6 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Overview**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...