Regulatory Compliance Counsel

3 weeks ago


Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE is seeking a qualified Risk Lawyer to enhance our dedicated team. This role is pivotal in ensuring adherence to legal and regulatory standards, with a particular focus on contract oversight.

The ideal candidate will possess prior experience in a legal environment, preferably in a risk management capacity. Candidates with a background in commercial contract analysis or negotiation will also be considered. Familiarity with the SRA Handbook and pertinent legal regulations is advantageous but not essential.

Key Responsibilities:

  • Conduct thorough regulatory risk training sessions
  • Stay informed on legislative and regulatory developments, ensuring timely updates to policies and procedures
  • Address inquiries related to regulatory risk and compliance
  • Support ongoing evaluations of engagement letters and business terms
  • Provide expert guidance on legal documentation, framework agreements, and contracts
  • Assist in the onboarding process of suppliers, focusing on contract reviews and due diligence
  • Review client engagement terms, codes of conduct, and KYC guidelines
  • Advise on terms related to secondments for both new and existing placements
  • Facilitate the timely preparation of client proposals and questionnaires

This position is tailored for an organized, confident communicator with strong analytical and interpersonal abilities. A proactive problem-solver will thrive in this environment.

If you believe you fit this profile, we encourage you to submit your CV for consideration. Thank you for your interest.



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