Compliance Officer

3 weeks ago

London, Greater London, United Kingdom Rothstein Recruitment Full time

Exciting Opportunity to serve as the Compliance Officer for a leading Retail organization. In this role, you will be responsible for ensuring adherence to anti-money laundering (AML) regulations and the associated financial crime laws, policies, and procedures.

We are looking for a previously FCA approved Compliance Officer who possesses the essential skills, qualifications, and experience to fulfill this critical position.

Your primary responsibility will be to inform the Executive Committee of any existing or potential financial compliance risks and propose effective solutions. You will also support the Retail teams in establishing consistent and efficient operational practices across their various locations.

Utilizing your extensive expertise in Financial Compliance, you will identify opportunities to enhance processes and improve risk communication.

As a Compliance Officer, your key responsibilities will include:

  • Acting as the designated Compliance Officer
  • Ensuring all departments comply with relevant financial crime regulations and policies.
  • Collaborating with and influencing internal stakeholders across all functions, gathering necessary inputs to develop and maintain a robust financial compliance framework.
  • Creating, implementing, and updating policies and processes to ensure compliance with financial crime and fraud legislation.
  • Engaging with regulatory bodies as needed and staying informed about relevant publications to keep the organization updated on current risks and trends.
  • Assessing risks associated with new business initiatives against existing financial crime regulations and policies to ensure compliance.
  • Effectively communicating financial compliance risks and providing solutions to the Executive Committee.
  • Establishing and maintaining a comprehensive financial crime training program for all business areas.

Compliance Officer - Financial Crime Management

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