Quality Assurance Consultant

6 months ago


Sale, United Kingdom Sesame Bankhall Group Full time

**Quality Assurance Consultant**

**Salary - up to £35,000 per annum (dependent on experience), plus bonus and benefits**

**Benefits include: Company Bonus, 27 days holiday (plus 1 wellbeing day, ½ celebration day and bank holidays), Company Pension, 8 x Life Assurance, Discounted Insurance Products, flexible and hybrid working.**

Here at Sesame Bankhall Group (SBG), we aim to be the market leader in providing professional support services to financial advice firms in the UK.

We are currently looking for a Quality Assurance Consultant to support our Compliance team based in Sale. This is an exciting opportunity to share learning from quality assurance assessments to help drive high quality standards across the business.

You will undertake quality assurance assessments of first line checks performed by SBG, in accordance with internal procedures and controls whilst producing MI to enable SBG to monitor the quality of compliance review services that it offers.

**This role offers you the opportunity to**:

- Undertake internal quality checking reviews in accordance with relevant departmental procedures and compile accurate and appropriate feedback at both individual and departmental levels.
- Maintain accurate quality assurance records to facilitate the production of accurate management information in a timely manner.
- Undertake activity to support the completion of thematic reviews.
- Assist in the development of internal and external best practice guides, processes, documentation and communications, using themes and key findings from quality assurance assessments.
- To undertake ad hoc projects and duties as and when required, to support the needs of the business or to achieve departmental objectives.

**If you possess the following, get in touch**:

- Good background knowledge of FCA Conduct of Business, advice process requirements and TCF principles.
- Good knowledge of financial services markets, compliance processes and structures.
- Sound technical knowledge.
- Certificate in Mortgage Advice and Practice (or equivalent)
- Diploma in Financial Planning (or equivalent)
- Excellent standard of written and verbal communication.
- Good decision-making skills, partnered with the ability to work as part of a team and individually.
- Analytical mind and excellent attention to detail.
- Excellent time management skills with an ability to work to deadlines.
- Ability to coach and provide feedback.

**Job Types**: Permanent, Full-time

**Salary**: Up to £35,000.00 per year

**Benefits**:

- Company pension
- Employee discount
- Flexitime
- On-site parking

Schedule:

- Day shift
- Flexitime
- Monday to Friday
- No weekends

Supplemental pay types:

- Bonus scheme

Ability to commute/relocate:

- Sale: reliably commute or plan to relocate before starting work (required)

**Experience**:

- Financial services: 3 years (preferred)
- Quality assurance / Compliance: 2 years (preferred)

Licence/Certification:

- Certificate in Mortgage Advice and Practice (or equivalent) (preferred)
- Diploma in Financial Planning (or equivalent) (preferred)

Work Location: Hybrid remote in Sale

Reference ID: QAC0611



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