Risk and Compliance Assistant

3 weeks ago


NewarkonTrent, United Kingdom Chattertons Solicitors Full time

**Job Title**: Risk and Compliance Assistant

**Hours of Work**:09.00 - 17.15 - Monday to Friday (36.25 per week)

**Salary**:Depending on Experience

**Location**:Newark

**Summary**:
We are a leading "Top 200" Law Firm and provider of wealth management services, based in Lincolnshire and across the Midlands. Established in 1856, we are considered to be one of the oldest law firms in the UK.

**Benefits**:
Some of the great benefits that we offer are:

- Generous holiday entitlements
- Staff discount on legal fees
- Income protection
- Life assurance at 3 x salary
- Salary sacrifice pension scheme
- Employee Assistance Programme

**The Role**:
The role of Risk and Compliance Assistant is extremely varied with an opportunity to get involved in an array of risk and compliance work.

**Key Duties and Responsibilities**:

- General compliance administration and tasks.
- Completing file opening tasks.
- Completing the AML E-ID checks so the company is compliant with the anti-money laundering regulations. Checking outstanding ID and liaising with Fee Earners to improve compliance.
- Keeping inboxes up to date and accurate.
- Logging breaches and complaints and maintaining detailed logs with evidence

**Person Specification**

**Qualifications**:

- **Essential**_
- Educated to GCSE/A level standard
- **Desirable**_
- Relevant experience within Legal or Financial Services

**Knowledge**
- **Essential**_
- IT literate/ability to use online systems efficiently
- **Desirable**_
- Previous experience with Microsoft packages

**Skills**
- **Essential**_
- Excellent attention to detail
- Thorough and accurate
- Ability to work with confidence and credibility
- Strong organisational skills
- Excellent analytical, written and numeracy skills
- Excellent communication skills at all levels
- Excellent IT skills
- **Desirable**_
- Ability to use online AML systems

**Competencies**
- **Essential**_
- Desire to provide a high quality service
- Highly structured and organised
- Ability to prioritise workloads and meet deadlines
- High level of integrity
- **Desirable**_
- Ability to create and nurture relationships at all levels

**Attributes**
- **Essential**_
- Proactive and approachable
- Ability to engage with others to improve quality and performance
- Hardworking and positive attitude
- Quick learner

**Other**
- **Desirable**_
- The ability to travel between Chattertons offices would be desirable therefore full driving licence and access to car but this is not essential

Chattertons recognises that it is essential to provide equal opportunities to all persons without discrimination. The Company has an Equality and Diversity Policy and this sets out the Company’s position on equal opportunity in all aspects of employment. This is available upon request.

**Job Types**: Full-time, Permanent

Schedule:

- Monday to Friday

Work Location: In person



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