Risk and Compliance Assistant

5 months ago


NewarkonTrent, United Kingdom Chattertons Solicitors Full time

**Job Title**: Risk and Compliance Assistant

**Hours of Work**:09.00 - 17.15 - Monday to Friday (36.25 per week)

**Salary**:Depending on Experience

**Location**:Newark

**Summary**:
We are a leading "Top 200" Law Firm and provider of wealth management services, based in Lincolnshire and across the Midlands. Established in 1856, we are considered to be one of the oldest law firms in the UK.

**Benefits**:
Some of the great benefits that we offer are:

- Generous holiday entitlements
- Staff discount on legal fees
- Income protection
- Life assurance at 3 x salary
- Salary sacrifice pension scheme
- Employee Assistance Programme

**The Role**:
The role of Risk and Compliance Assistant is extremely varied with an opportunity to get involved in an array of risk and compliance work.

**Key Duties and Responsibilities**:

- General compliance administration and tasks.
- Completing file opening tasks.
- Completing the AML E-ID checks so the company is compliant with the anti-money laundering regulations. Checking outstanding ID and liaising with Fee Earners to improve compliance.
- Keeping inboxes up to date and accurate.
- Logging breaches and complaints and maintaining detailed logs with evidence

**Person Specification**

**Qualifications**:

- **Essential**_
- Educated to GCSE/A level standard
- **Desirable**_
- Relevant experience within Legal or Financial Services

**Knowledge**
- **Essential**_
- IT literate/ability to use online systems efficiently
- **Desirable**_
- Previous experience with Microsoft packages

**Skills**
- **Essential**_
- Excellent attention to detail
- Thorough and accurate
- Ability to work with confidence and credibility
- Strong organisational skills
- Excellent analytical, written and numeracy skills
- Excellent communication skills at all levels
- Excellent IT skills
- **Desirable**_
- Ability to use online AML systems

**Competencies**
- **Essential**_
- Desire to provide a high quality service
- Highly structured and organised
- Ability to prioritise workloads and meet deadlines
- High level of integrity
- **Desirable**_
- Ability to create and nurture relationships at all levels

**Attributes**
- **Essential**_
- Proactive and approachable
- Ability to engage with others to improve quality and performance
- Hardworking and positive attitude
- Quick learner

**Other**
- **Desirable**_
- The ability to travel between Chattertons offices would be desirable therefore full driving licence and access to car but this is not essential

Chattertons recognises that it is essential to provide equal opportunities to all persons without discrimination. The Company has an Equality and Diversity Policy and this sets out the Company’s position on equal opportunity in all aspects of employment. This is available upon request.

**Job Types**: Full-time, Permanent

Schedule:

- Monday to Friday

Work Location: In person



  • Newark-on-Trent, United Kingdom Future Prospects Full time

    **Compliance and Legal Administrator** **Newark, Full time, Permanent** **Competitive Salary** Our Newark based client is seeking an **Compliance and Legal Administrator** to join their Legal (Compliance and Risk) team on a full time, permanent basis. This would be an excellent opportunity for somebody with 1 - 2 years’ experience within an administrative...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Digital Waffle Full time

    We are looking for a skilled Compliance and Risk Manager to oversee the development and implementation of our ISMS framework, ensuring compliance with relevant laws, regulations, and standards related to information security.The ideal candidate will have extensive experience in information security management, ideally within industries such as SaaS,...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom CV-Library Full time

    About the Job: We are seeking a highly skilled Compliance Officer to join our team in Stoke, Staffordshire.Job Summary:The successful candidate will be responsible for supporting the Head of Compliance in providing timely and accurate regulatory advice to the business, regular risk reporting, and second-line compliance monitoring over key controls and...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Digital Waffle Full time

    Job Title: Governance, Risk and Compliance ManagerWe are seeking a skilled Governance, Risk, and Compliance Manager to join our Compliance team at Digital Waffle. In this pivotal role, you will ensure our organisation's adherence to global regulations and standards, while developing and managing comprehensive risk management strategies.Key Skills:Strong...


  • Burton-on-Trent, United Kingdom Digital Waffle Full time

    Job Title: Governance, Risk and Compliance ManagerLocation: Burton-on-Trent (90% Remote) Salary: £75k + Bonus We are seeking a skilled Governance, Risk, and Compliance Manager to join our Compliance team. In this pivotal role, you will ensure our organisation’s adherence to global regulations and standards, while developing and managing comprehensive...


  • Basford, Stoke-on-Trent, United Kingdom Digital Waffle Full time

    Job Title: Governance, Risk and Compliance ManagerLocation: Stoke-on-Trent (90% Remote) Salary: £75k + Bonus We are seeking a skilled Governance, Risk, and Compliance Manager to join our Compliance team. In this pivotal role, you will ensure our organisation’s adherence to global regulations and standards, while developing and managing comprehensive...

  • Compliance Officer

    1 month ago


    Stoke-on-Trent, United Kingdom CV-Library Full time

    Monday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home) Up to 35 days holiday, including Bank Holidays As Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom BET365 Careers Full time

    About the Role:We are seeking a highly skilled Fraud and Risk Supervisor to join our team at BET365 Careers. As a key member of our Fraud and Risk department, you will play a crucial role in the development of a group of Team Leaders and Specialists.Key Responsibilities:Develop and implement risk mitigation measures to protect the business from external...

  • Compliance Officer

    3 days ago


    Stoke-on-Trent, United Kingdom Uniting People Full time

    Monday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home)Up to 35 days holiday, including Bank HolidaysAs Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls and...


  • Burton upon Trent, Staffordshire, United Kingdom Digital Waffle Full time

    Job Title: Governance, Risk and Compliance ManagerLocation: RemoteSalary: £75k + BonusWe are seeking a skilled Governance, Risk, and Compliance Manager to join our Compliance team. In this pivotal role, you will ensure our organisation's adherence to global regulations and standards, while developing and managing comprehensive risk management strategies....

  • Compliance Officer

    19 hours ago


    Newark on Trent, Nottinghamshire, United Kingdom Adicare Full time

    We are seeking a Compliance Officer to join our homecare team and take on the role of Client & Staff Compliance specialist. This position involves conducting care plan assessments and reviews, including environmental risk assessments, medication management and moving and handling, as well as liaising with Social Services and other healthcare professionals to...


  • Walton-on-Thames, Surrey, United Kingdom Kia Europe Full time

    About Kia EuropeKia Europe is a leading automotive brand offering a wide range of models across multiple vehicle segments. With a strong presence in the UK market, Kia Europe is committed to providing innovative and sustainable mobility solutions.The RoleWe are seeking a highly skilled and motivated individual to join our Legal and Compliance team as a...


  • Stoke-on-Trent, United Kingdom EOS Risk Group Full time

    Job Description Company Description EOS Risk Group is a global corporate security risk and crisis management practice that offers class-leading advisory, protective, assistance, and recovery services worldwide. We leverage technology, information, compliance, and relationships to deliver our portfolio of services to our three key markets -- Corporate,...


  • Newark-on-Trent, United Kingdom Everyturn Full time

    We have an exciting opportunity to join our Risk and Referral Team. The team centrally supports the NHS Talking Therapies Service in Nottinghamshire and are responsible for delivering waiting list initiatives, providing therapy to ensure patients start their treatment as quickly as possible, managing risk within the service and supporting risk arising for...


  • Stoke-on-Trent, Staffordshire, United Kingdom Aggregate Industries UK Limited Full time

    About Aggregate Industries UK We are at the heart of construction, committed to building progress and transforming the industry to deliver a more sustainable future for all. This is a newly created role to providesupport to our colleagues andensure that plant Health and Safety performance complies with our requirements. You'll bedefining and implementing...

  • Compliance Officer

    4 weeks ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Compliance Officer Job Description**About the Role**We are seeking a highly skilled Compliance Officer to join our team at Uniting People. As a key member of our compliance team, you will play a vital role in ensuring that our business operates in accordance with regulatory requirements and industry standards.**Key Responsibilities*** Support the Head of...

  • Compliance Officer

    1 month ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom fish4.co - Jobboard Full time

    As a key member of our Compliance team, you will play a vital role in ensuring our business operates within the bounds of regulatory requirements. Your expertise will be instrumental in providing timely and accurate advice to the business, as well as conducting regular risk reporting and second-line compliance monitoring.Key responsibilities will...

  • Compliance Specialist

    4 weeks ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Get Staffed Online Recruitment Full time

    Job DescriptionOur client, a leading mortgage network in the UK, is seeking a skilled Regional Compliance Manager to join their team. This role will involve managing a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.The ideal candidate will have a minimum of 2 years of experience in a similar role within...

  • Compliance Officer

    5 months ago


    Stoke-on-Trent, United Kingdom Bond Recruitment Full time

    Bond recruitment is delighted to be recruiting for a Compliance Officer on behalf of our clients, a very well established and well respected firm of Independent Financial Advisers based in Leek, Staffordshire. **Compliance Responsibilities** - Lead and implement all regulatory change projects - Complete all ongoing FCA reporting returns - Maintain data on...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    £30k per annum Monday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home)Up to 35 days holiday, including Bank HolidaysAs a key member of the Compliance team, you will support the Head of Compliance in providing timely and accurate regulatory advice to the business, regular risk reporting, and second-line compliance monitoring over...