AML Compliance Specialist

1 month ago


StokeonTrent, Stoke-on-Trent, United Kingdom Uniting People Full time

£30k per annum
Monday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home)
Up to 35 days holiday, including Bank Holidays

As a key member of the Compliance team, you will support the Head of Compliance in providing timely and accurate regulatory advice to the business, regular risk reporting, and second-line compliance monitoring over key controls and risks.

Key Responsibilities:

  • Support the Head of Compliance in delivering monthly and quarterly compliance reports to the business.
  • Lead compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews.
  • Take ownership of responding to client audits and information requests.
  • Log and document events, their potential impacts, and key considerations.
  • Support regulatory Gap Analysis and provide SME expertise to the business.
  • Collaborate with the Head of Compliance on advisory activities.
  • Support the collation of accurate information for regulatory reporting.
  • Provide support to the business on internal projects.
  • Assist with breach and incident investigations as required.

Requirements:

  • Working knowledge of regulation and guidance, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice.
  • 2+ years of experience in a compliance role within an FCA-regulated firm.
  • Recognised compliance qualification desirable.
  • Knowledge of the wider finance industry, including retail lending and credit reporting, desirable.
  • Strong analytical and problem-solving skills.
  • Self-motivated with the ability to work independently to drive activities and meet deadlines.
  • Excellent interpersonal skills with the ability to adapt style and approach in different environments.
  • Ability to remain calm under pressure and respond to challenging business demands.
  • Ability to work as part of a team to achieve results.
  • Excellent Microsoft Office skills, including Word, Excel, PowerPoint, and Outlook.
  • Excellent oral and written communication skills.
  • Excellent attention to detail and high standards.

Benefits:

  • Subsidised gym membership.
  • Rewards platform.
  • Flexible shifts to balance work and personal life.
  • Employee Assistant Programme.
  • Paid time off to volunteer at a charity of your choice - up to 2 days per year.
  • Enhanced family leave.
  • Free onsite parking.
  • Pension scheme, career development, and long service awards.
  • Casual dress, regular social events, and free tea and coffee.

Job Type: Full-time, Permanent

Pay: Up to £33,000.00 per year

Benefits:

  • Casual dress.
  • Company pension.
  • Enhanced maternity leave.
  • Enhanced paternity leave.
  • Free parking.
  • Gym membership.
  • Health & wellbeing programme.
  • On-site parking.
  • Work from home.

Schedule:

  • Day shift.
  • Flexitime.
  • Monday to Friday.

Work Location: In person

Reference ID: PERMCOMP



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