Business Oversight Compliance Private Bank

As a Barclays Business Oversight Compliance Private Bank Manager, you will support the coverage of the Private Bank, with exposure to investments, banking and credit. You will work with a team of expert colleagues in supporting the Private Bank businessproviding business oversight advice and challenge, as well as representing Compliance in meetings and...

**Compliance Oversight Officer - Funds** **London** As a Barclays Compliance Oversight Officer - Funds, you will join the Private Bank and Wealth Management Compliance team where your role will contribute to delivering an outstanding partnership with the business as part of a robust second line of defence. Providing critical Compliance oversight support for...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

**BUK Business Oversight Compliance (Business Banking) Manager** **London** As a Barclays BUK Business Oversight Compliance (Business Banking) Manager you will provide oversight, advice and guidance to BUK which consists of Retail Product, Business Banking, Customer Strategy, Technology and Operations, Financial Crime and Transformation. You will have an...

We are looking for a seasoned Director of Compliance Oversight to join our team at Standard Chartered Bank. As a key member of our governance and compliance function, you will be responsible for ensuring that our business activities are conducted in accordance with regulatory requirements and our company's policies and procedures.Job Overview:The ideal...

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...

At Starling Bank, we're passionate about creating a culture of innovation and excellence. As a Compliance Oversight Manager, you'll be responsible for overseeing the entire compliance function, ensuring that our Treasury function meets all regulatory requirements.You'll lead a team of compliance professionals, providing guidance and support to ensure that...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

**Financial Crime Business Oversight Compliance Private Bank Manager** **London** As a Barclays Financial Crime Business Oversight Compliance Private Bank Manager, you will provide oversight of the firms’ financial crime compliance and risk management approach. You will ensure the business effectively mitigate the risks of products and services being...

About the RoleWe are seeking an experienced Financial Crime Risk Director to join our team at TD Bank. In this role, you will be responsible for managing a large and complex AML/ATF/Sanctions/ABAC function, overseeing day-to-day operations, and participating in special projects. You will also provide oversight to programs for an assigned portfolio of complex...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

**BI Corporate Business Oversight Compliance Manager** **London** As a BI Corporate Business Oversight Compliance Manager at Barclays, you will represent the oversight of key frameworks, risk assessments, adherence to regulatory management programmes as well as Compliance Policies and Standards. Your role will be focused on oversight and co-ordination of...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

Job Title: Sanctions Programme Oversight LeadThe role of Sanctions Programme Oversight Lead at Deutsche Bank is a challenging and rewarding opportunity for a seasoned professional to drive the bank's sanctions and screening strategy across all business divisions. This position requires a deep understanding of end-to-end name and transaction screening...

Starling Bank: A Better Way to BankingWe're a fully licensed UK bank with a culture and spirit of a fast-moving, disruptive tech company. Our purpose is to demystify money for everyone.As a Senior Compliance Monitoring Officer - Treasury, you'll provide second-line of defence (2LoD) regulatory compliance oversight over first-line of defence (1LoD) / business...

We're seeking a highly skilled Senior Regulatory Oversight Specialist to join our team at Starling Bank. As a key member of our Conduct & Compliance Oversight team, you will play a vital role in ensuring that our Treasury function meets its regulatory obligations and effectively manages its compliance risks.The successful candidate will have a proven track...

**Job Title **International Private Bank (IPB) Business Line Compliance **Location **London **Corporate Title **Vice President IPB is part of the wider Private Bank (PB) division of Deutsche Bank. This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance as well as the Global Head...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...