Cass Oversight Officer

I have a new opportunity for an Associate CASS Oversight Officer to join an FCA regulated trading company. £50,000-£55,000 London based Key responsibilities: Performing daily client money reconciliations Completing monthly CMAR and CASS RP reviews Preparing regulatory client submissions to FCA Evaluate cash and stock reconciliation breaks Person...

Job Description:As a CASS Oversight Professional with Michael Page, you will be responsible for ensuring the compliance of our clients' assets with UK CASS regulations. You will provide strategic and technical advice to business and support functions, maintain up-to-date knowledge of regulatory changes, and implement compliance processes across stakeholder...

**About Columbia Threadneedle Investments** You'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority. Here, you'll find growth and career opportunities across all our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working...

**Compliance Officer - CASS**: - London - £80,000 - £100,000 - Job type: Contract - Sector: Financial Services, Asset Management & Funds - Job reference: mpc40636 Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compliance Office - CASS. This is a contract role lasting between 6 and 12 months. The role...

London, United Kingdom About the job We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for...

About Northern Trust: Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. As a Northern Trust...

Upvest, founded in 2017, enables any financial institution to offer great investment experiences to its customers. Upvest is an investment firm regulated by the German supervision authority (BaFin). The company currently employs 160+ people across Europe with its headquarters based in Berlin, Germany. The company is backed by the world’s largest venture...

We're one of the UK's leading investment management companies, with responsibility for over £40 billion of client assets. We've worked closely with clients and their trusted advisers for many years and gained a unique understanding of the specific needs of our clients. Investec Wealth & Investment seeks to deliver exceptional levels of customer service and...

. **Summary of the key purposes of the role** - Act as the primary liaison between the business and SMR 18 approved persons, with responsibility for Client Assets - Daily oversight of the Client Money Banking exemption - Monitoring and improving the control around the Client Money and Assets processes - Provide Senior Management with a greater level of...

**Company** Leading Bank and financial institution **Role** Working directly with the Certified CASS Officer assisting in the creation of the CASS framework whilst maintaining oversight of BAU, this role cover but not limited too: - CASS RP - CMAR - Breach analysis - Dealing with CASS Audits - Overseeing the CASS and reconciliation...

Permanent - London, **Ref**: 33140 CASS Associate within Private Banking / Wealth Management Paying c.£60-65,000 per annum They are looking to get someone on board as CASS Oversight Associate to assist the COO in the day-to-day duties i.e CASS MI and reporting, supporting internal and external CASS audits. This is an exciting position with great...

The Compliance Officer (CO) will play a vital part of the Compliance Oversight process, they will enforce policies, procedures and plan programmes to ensure the legal and ethical integrity. The CO’s duties include ensuring that all employees and departmentsadhere to the rules and regulations that the company upholds, planning reports and discussing new...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

CASS Manager Working for a prestigious Bank in a small team, you will be responsible for Client Assets Oversight, covering Client Money exemption, custody and collateral under the FCA CASS rules and client assets regulations in Jersey and Guernsey. Summary of the key purposes of the role - Act as the primary liaison between the business and SMR 18 approved...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

The initial piece of work will require a Head of CASS/CASS Manager to oversee the implementation of CASS framework including a new CASS monitoring and oversight tool which is to be integrated into the business. You will be working in a Project Managementcapacity, working with the businesses across the group affected by CASS rules and with the support of the...

**THE COMPANY**: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. **THE RESPONSIBILITIES**: - Support the design and development of the UK entity CASS control framework - Assist in the development and maintenance of a strong culture of controls -...

**About this role**: Wells Fargo is seeking an Institutional Investment Operations Specialist **In this role, you will**: - Support projects, take responsibility and produce high-level working documents. - Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems. - Support in...

**Description** **About this role** BlackRock is a firm passionate about performance, innovation and its people. We offer a wealth of employee benefits, and the opportunity to join numerous professional employee networks. Functional Overview Technology and Operations (T&O) is responsible for the firm's worldwide operations across all asset classes and...

**THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...