Cass Associate

**THE COMPANY**: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. **THE RESPONSIBILITIES**: - Support the design and development of the UK entity CASS control framework - Assist in the development and maintenance of a strong culture of controls -...

I have a new opportunity for an Associate CASS Oversight Officer to join an FCA regulated trading company. £50,000-£55,000 London based Key responsibilities: Performing daily client money reconciliations Completing monthly CMAR and CASS RP reviews Preparing regulatory client submissions to FCA Evaluate cash and stock reconciliation breaks Person...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. With a focus on...

**About Columbia Threadneedle Investments** You'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority. Here, you'll find growth and career opportunities across all our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working...

. **Summary of the key purposes of the role** - Act as the primary liaison between the business and SMR 18 approved persons, with responsibility for Client Assets - Daily oversight of the Client Money Banking exemption - Monitoring and improving the control around the Client Money and Assets processes - Provide Senior Management with a greater level of...

**THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...

CASS Manager Working for a prestigious Bank in a small team, you will be responsible for Client Assets Oversight, covering Client Money exemption, custody and collateral under the FCA CASS rules and client assets regulations in Jersey and Guernsey. Summary of the key purposes of the role - Act as the primary liaison between the business and SMR 18 approved...

United Kingdom - Investment Banking, Operations, Risk - Investment Bank **Job Reference #** - 290051BR **City** - London **Job Type** - Full Time **Your role** - Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment? - We're looking for someone like that to: - play a central role in ensuring the firm delivers on our Key...

Seedrs is the leading equity crowdfunding platform and the most active funder of private companies in the UK, with £2.3B invested into campaigns and more than 1900 deals funded. We allow all types of investors to invest as little or as much as they like in businesses they believe in and share in their success. We allow ambitious businesses in all sectors to...

**The Audit and Risk Recruitment Company (ARRC)** has been mandated by our client, a growing wealth management business, in their search for a CASS Risk specialist to cover all aspects of CASS reviews (including identifying key risks and controls)working across the operational landscape of the business, as the business prepares for a companywide Risk...

**Description** **About this role** BlackRock is a firm passionate about performance, innovation and its people. We offer a wealth of employee benefits, and the opportunity to join numerous professional employee networks. Functional Overview Technology and Operations (T&O) is responsible for the firm's worldwide operations across all asset classes and...

**Company** This wealth and asset management business is focused on bringing high quality execution and administration through maintaining their high standards and driving maximum efficiency into the wealth management cycle. Their risk function has developed an operationalrisk management framework and RCSA approach to support their vision and protect their...

Join us at Buzzacott, where we pride ourselves on delivering exceptional services to our clients. Our Assurance Team is dedicated to providing regular and valuable training to support the development of our people, resulting in a low staff turnover rate.We are seeking a Senior Audit Associate to join our team and add value to our clients, team and firm. The...

**JOB DESCRIPTION** Nutmeg Client Assts Oversight - Associate** **Location**: London **Department**: Nutmeg CASS Oversight **Contract Type**: Permanent **Who we are**: Nutmeg is the UK’s largest truly digital wealth manager, offering clarity and transparency to both seasoned and first-time investors as they seek to achieve their financial goals....

We're one of the UK's leading investment management companies, with responsibility for over £40 billion of client assets. We've worked closely with clients and their trusted advisers for many years and gained a unique understanding of the specific needs of our clients. Investec Wealth & Investment seeks to deliver exceptional levels of customer service and...

We are looking for an **Associate Director-Onboarding** to join our London Team!. A solid Knowledge of FCA Rules, CASS, AIFMD, UCITS or MiFID is also required. You will be an integral part of the Waystone team and will play a pivotal role in proactively managing and supporting their clients and funds from a commercial and governance perspective as well as...

The Role Are you interested in joining a diverse and dynamic team at the heart of developing policy on protecting client assets and reducing harm in firm failures? We have an exciting opportunity for a skilled, ambitious and proactive individual with policymaking experience to join the CASS & Resolution Policy and Strategy team as a Senior Associate. You...

We are seeking a skilled Senior Audit Associate to join our team at Buzzacott. As a key member of the Assurance Team, you will play a vital role in delivering exceptional services to our clients and contributing to the firm's growth across various sectors.Key Responsibilities:Plan, execute, and complete statutory and CASS audits in accordance with auditing...

The Operations Analystis responsible for performing the daily regulatory operation functions and promoting the appropriate appreciation and understanding of the FCA Client Assets ("CASS") and Payment Services ("PSR") regulations across the department. **Client Details** The client is a corporate FX and hedging provider based in the City of London, and...

£75,000 + Bonus + Benefits MERJE are working with a fast-growing FS trading business who are looking for two Compliance Associates to join their team. - Monitoring key regulatory developments and offering advice and guidance to other business units as required - Assist in the implementation of new regulations and other projects - Analysis and...