Cass & Operational Risk Reporting - Wealth

Greater London - £ - 100,000 Per Year - Permanent Reference: 28352 **Description**: Our client are a mid-sized retail wealth manager. Having experienced significant growth they are looking to overhaul and enhance their controls and governance framework - specific to CASS and Operational Risk. The initial piece of work will require a Project Manager to...

**THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...

Permanent - London, **Ref**: 33140 CASS Associate within Private Banking / Wealth Management Paying c.£60-65,000 per annum They are looking to get someone on board as CASS Oversight Associate to assist the COO in the day-to-day duties i.e CASS MI and reporting, supporting internal and external CASS audits. This is an exciting position with great...

United Kingdom - Investment Banking, Operations, Risk - Investment Bank **Job Reference #** - 290051BR **City** - London **Job Type** - Full Time **Your role** - Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment? - We're looking for someone like that to: - play a central role in ensuring the firm delivers on our Key...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.If the following job requirements and experience match your skills, please ensure you apply promptly.Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting...

Job DescriptionLeading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract. Key Responsibilities Support the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing risk-aware...

Job Description Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract. Key Responsibilities Support the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract. Key Responsibilities Support the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.If the following job requirements and experience match your skills, please ensure you apply promptly.Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting...

Benefits; Bonus, Private Health, Life Insurance, Pension + 25 Days Annual Leave A fantastic opportunity to join a boutique wealth management firm in the City of London. The business is continuing to evolve, and we are looking for a CASS Analyst to join the team. This role sits within the centralised Operations function with a primary focus on client money...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing risk-aware...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing risk-aware...

Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract. Key Responsibilities Support the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing...

Benefits; Bonus, Private Health, Life Insurance, Pension + 25 Days Annual Leave A fantastic opportunity to join a boutique wealth management firm in the City of London. The business is continuing to evolve, and we are looking for a CASS Analyst to join the team. This role sits within the centralised Operations function with a primary focus on client money...

CASS/FinOps Manager (Maternity Cover)Contract: 9-12 monthsIn 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace.We are looking for a CASS/FinOps manger to oversee the CASS team as well as get...

CASS/FinOps Manager (Maternity Cover) Contract: 9-12 months In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace. We are looking for a CASS/FinOps manger to oversee the CASS team as well as...

Looking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working with CASS 6 & 7. - have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY...

**THE COMPANY**: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. **THE RESPONSIBILITIES**: - Support the design and development of the UK entity CASS control framework - Assist in the development and maintenance of a strong culture of controls -...