CASS Specialist, Regulatory Oversight Management

**About Columbia Threadneedle Investments** You'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority. Here, you'll find growth and career opportunities across all our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working...

Job Description:As a CASS Oversight Professional with Michael Page, you will be responsible for ensuring the compliance of our clients' assets with UK CASS regulations. You will provide strategic and technical advice to business and support functions, maintain up-to-date knowledge of regulatory changes, and implement compliance processes across stakeholder...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

About the CompanyBNY is a leading global financial services company that empowers its employees to grow and succeed. With a culture that speaks for itself, BNY has been recognized as one of the most innovative companies in the world.Job DescriptionAs a CASS Specialist, Regulatory Oversight Management, you will be responsible for providing oversight and...

**CASS Oversight Officer** - Reporting to the Head of Compliance and indirectly to the Individual with overall responsibility for CASS (CASS Oversight Manager) within the firm - Assisting with the following CASS Oversight functions: - Monthly CASS Oversight Committee - Preparing the relevant papers - Taking the minutes - Preparing and following up on the...

CASS Manager Working for a prestigious Bank in a small team, you will be responsible for Client Assets Oversight, covering Client Money exemption, custody and collateral under the FCA CASS rules and client assets regulations in Jersey and Guernsey. Summary of the key purposes of the role - Act as the primary liaison between the business and SMR 18 approved...

Overview Regulatory Oversight Management Reviewing new and amended products within the Markets business for CASS applicability Reviewing business change within the Markets business for CASS applicability Managing CASS Governance within the Markets business, including other similar client asset regulations Managing the CASS external audit and...

. **Summary of the key purposes of the role** - Act as the primary liaison between the business and SMR 18 approved persons, with responsibility for Client Assets - Daily oversight of the Client Money Banking exemption - Monitoring and improving the control around the Client Money and Assets processes - Provide Senior Management with a greater level of...

We're looking for a skilled Risk Management Specialist to join our team at GC Partners!About the RoleThis role involves working closely with the Risk team to ensure that Safeguarding/CASS risks are properly managed, monitored and controls are in place to mitigate risks. You will participate in the development and implementation of Safeguarding risk...

About Northern Trust: Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. As a Northern Trust...

**THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...

**About this role**: Wells Fargo is seeking an Institutional Investment Operations Specialist **In this role, you will**: - Support projects, take responsibility and produce high-level working documents. - Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems. - Support in...

**Compliance Officer - CASS**: - London - £80,000 - £100,000 - Job type: Contract - Sector: Financial Services, Asset Management & Funds - Job reference: mpc40636 Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compliance Office - CASS. This is a contract role lasting between 6 and 12 months. The role...

London, United Kingdom About the job We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for...

Upvest, founded in 2017, enables any financial institution to offer great investment experiences to its customers. Upvest is an investment firm regulated by the German supervision authority (BaFin). The company currently employs 160+ people across Europe with its headquarters based in Berlin, Germany. The company is backed by the world’s largest venture...

**Description** **About this role** BlackRock is a firm passionate about performance, innovation and its people. We offer a wealth of employee benefits, and the opportunity to join numerous professional employee networks. Functional Overview Technology and Operations (T&O) is responsible for the firm's worldwide operations across all asset classes and...

**Who we are** In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global marketplace. Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and...

About the RoleWe are seeking a highly skilled and experienced professional to join our Global Asset Safety team as a CASS Specialist, Regulatory Oversight Management. This is an exciting opportunity for someone who wants to make a significant impact in the financial services industry.ResponsibilitiesProvide oversight and management of UK CASS regulatory and...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

Permanent - London, **Ref**: 33140 CASS Associate within Private Banking / Wealth Management Paying c.£60-65,000 per annum They are looking to get someone on board as CASS Oversight Associate to assist the COO in the day-to-day duties i.e CASS MI and reporting, supporting internal and external CASS audits. This is an exciting position with great...