CASS Specialist, Regulatory Oversight Management

Albany Beck is an award-winning consultancy specialising in Technology, Risk and Compliance primarily within Financial Services. We work with top tier Investment Banks, Asset Management firms, Hedge Funds and Fintechs.We are looking for a seasoned professional to lead safeguarding compliance efforts, ensuring adherence to UK-specific regulatory frameworks,...

Regulatory Advisory (Compliance) ManagerSalary £75kThis position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally.The role is part of the 2nd Line Compliance function, but as well as providing guidance and compliance advice to the business, you would have responsibility for...

Argentex is a global payment and currency risk management specialist. We offer bespoke services alongside market leading technology for businesses and financial institutions. Argentex is listed on the London Stock Exchange, with offices in the UK, the Netherlands and Australia.The Regulatory Compliance function supports the implementation and oversight of a...

About Allica bank Allica is the UK’s fastest growing company - and the fastest-growing financial technology (fintech) firm ever. Our purpose is to help established SMEs, one of the last major underserved opportunities in fintech. Established SMEs are the backbone of local communities - representing over a third of our economy - yet have been largely...

Duties: Be responsible for open-ended funds (QIAIF and UCITs) Daily oversight and management of the funds Coordinate daily & monthly NAVs Reconcile external third-party information and reporting Provide support for Portfolio Manager & traders Oversee third-party administrators Maintaining awareness of client mandates, portfolio governing documents and...

Job Purpose: The purpose for this role is to support the Hof Operational Resilience & Third Party Oversight and manage the direct team in both: 1) the execution/ongoing management of EAB’s Operational Resilience programme (covering both UK and EU regulatory requirements) & also 2) the oversight capabilities around Outsourcing and Third Party Risk...

Product ManagerAbout Vixio:Vixio is a leading Regulatory Technology (RegTech) platform created to remove the risk of non-compliance in the payments and gambling industries. We deliver comprehensive, time-sensitive, and actionable regulatory intelligence for the payments and gambling sectors across the globe, where rules differ from one jurisdiction to the...

Northreach is a dynamic recruitment agency that connects businesses with top talent in the Advanced Therapies sector. Our mission is to provide a seamless and personalised recruitment experience for clients and candidates, and to create a positive work environment that encourages equality, innovation, and professional growth.OverviewWe are seeking a highly...

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of financial services clients (including but not limited to Retail, Wealth Management, Asset Management etc). ...

Miryco are working with a leading Asset Manager to assist their search for a Regulatory Reporting Associate. You will have responsibility for US reporting and therefore be working US market hours. OverviewThe Regulatory Reporting Associate is responsible for mandatory regulatory reporting on behalf of the Asset Management Group, with a specific focus on US...

We are supporting our client, a global player within the Medical Device sector as they expand their QA/RA team by hiring a new Quality and Regulatory Specialist to join during a continued phase of growth for the business.This role offers a very flexible and hybrid working pattern, based in our clients head office in London. This can be suitable for...

LAW Absolute is currently working with a Magic Circle law firm whose client, a leading financial services company is looking for an experienced lawyer with a strong banking and regulatory background to join them on an interim basis starting asap for an initial period of 6 months. The role will be a project, supporting the legal team on a range of Risk,...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

You will be responsible for: Oversight of Third Party Relationships and Vendor Service Review Meetings Client Query Resolution via Telephone and email Relationship Management with Transfer Agents and trading Platforms Reconciliations and Controls You will likely have significant oversight and operational experience within Asset Management (or...

THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

The pace and scale of regulatory change has been unrelenting for global investment firms, banks, broker dealers etc. Bloomberg's Regulatory Reporting Services (BRRS) is a business that caters to a broad set of global clients, firms impacted by one or more regulations, including, MiFIR, EMIR, Dodd-Frank and other G20 derivatives reporting obligations....

Established Banking group is currently hiring for a Deputy Head of Prudential Regulatory Reporting to join their London team. This role has been created through an internal move with the current incumbent moving into a Reg projects team. This is an ideal opportunity for a regulatory reporting professional who is looking to continue their managerial exposure...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

Senior Catastrophe Risk Oversight AnalystInsuranceLondon – 4 days in the office per weekFinitas are working with a reinsurance company who are looking for a Senior Catastrophe Risk Oversight Analyst.Reporting into the VP of Risk Oversight Analytics you will be supporting them in undertaking risk oversight reviews and communicating these findings to...

Established Banking group is currently hiring for a Deputy Head of Prudential Regulatory Reporting to join their London team. This role has been created through an internal move with the current incumbent moving into a Reg projects team. This is an ideal opportunity for a regulatory reporting professional who is looking to continue their managerial exposure...