Regulatory Compliance Consultant

THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

THE COMPANY:Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks.To support...

THE COMPANY:Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund.THE RESPONSIBILITIES:Proactively identify and review regulatory developments and changes, pre-emptively assess impact on the Business and its products and servicesA strong...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

Technical Compliance Analyst - (GamblingCompliance)‍‍Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

THE COMPANY: Our client is a specialist Real Estate Investment firm. This is a generalist role but candidates must have exposure to Financial Promotions.THE RESPONSIBILITIES:Responsible for social media/LinkedIn reviews Support/manage review of Financial Promotion and other marketing presentations/materialsManage ongoing investor/key supplier due-diligence...

We are working with a prestigious international law firm in need of a Compliance Coordinator to join their team in London. This role will oversee central onboarding alongside the client and matter-opening processes. You will help in the continuation of a high-quality service provided to internal and external clients. The ideal candidate will have prior...

Meraki Talent are working with a leading overseas bank to help them identify a Regulatory Compliance Officer. You will assist the Compliance Monitoring team with the execution of the Branch’s compliance monitoring plan and to promote the Compliance department within the Branch and assist towards maintaining the compliance framework. Helping the...

Our client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you’ll be responsible for...

Are you passionate about navigating complex risk and regulatory challenges? Looking for an opportunity where your expertise in risk and compliance will be valued and make a difference?If you're a proactive problem solver with a passion for risk management, we want to hear from you!An innovative, forward-thinking law firm is seeking a Senior Compliance...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

Argentex is a global payment and currency risk management specialist. We offer bespoke services alongside market leading technology for businesses and financial institutions. Argentex is listed on the London Stock Exchange, with offices in the UK, the Netherlands and Australia.The Regulatory Compliance function supports the implementation and oversight of a...

A leading sustainability consultancy is seeking an experienced Senior Consultant to join its growing team. This role is ideal for a professional with 7+ years of experience in regulatory compliance, policy development, and sustainability frameworks.The successful candidate will play a pivotal role in guiding clients through complex regulatory landscapes,...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

Are you a qualified solicitor with 5+ years PQE?Do you have experience in complaints handling, regulation or contracts?Are you looking for your next law firm risk and compliance role?If this sounds like you, keep reading.A forward-thinking, ambitious Law Firm is looking for a Risk & Compliance Lawyer to join their Risk & Compliance team in London.The ideal...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice with respect to global financial regulation. Update obligations registries and maintain regulatory risk...

Join MarTrust as a Regulatory and Sanctions Compliance Advisory OfficerA Remote-First Opportunity with Flexible Work CultureMARTRUST: WHERE FINTECH MEETS MARITIMEMarTrust is a leading provider of digital payment solutions for the shipping industry. With leading products such as our maritime wallet and card, we've achieved substantial growth, currently...