Head of Cass

4 days ago


London, United Kingdom eFinancialCareers Full time

The initial piece of work will require a Head of CASS/CASS Manager to oversee the implementation of CASS framework including a new CASS monitoring and oversight tool which is to be integrated into the business. You will be working in a Project Managementcapacity, working with the businesses across the group affected by CASS rules and with the support of the SI team, you will lead the implementation, as well as overseeing CASS operations through this process.

In addition to the CASS framework, the tool is also sought to improve the group from an operational risk standpoint and the Project Manager will lead the integration of this tool with the group wide operational risk management and control. The aim is toensure the business is able to achieve ISAE3402 accreditation and the Project Manager will be required to ensure the business process and control framework is brought forward inline with typical ISAE3402/SOC1 standards.

Upon completion it is expected that the Project Manager will have created a robust CASS and Operational Risk framework that will add real value to the group and detailed supporting documentation library.

Previous wealth/asset management experience as a Head of CASS Oversight / CF10a would be beneficial.



  • London, United Kingdom eFinancialCareers Full time

    **About Columbia Threadneedle Investments** You'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority. Here, you'll find growth and career opportunities across all our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working...

  • Mss Cass Assurance

    6 days ago


    London, United Kingdom HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC Global Banking and Markets is an emerging markets-led, financing-focused business that provides investment and financial solutions. Through our international network, we connect emerging and...


  • London, United Kingdom eFinancial Careers Full time

    **Description** **About this role** BlackRock is a firm passionate about performance, innovation and its people. We offer a wealth of employee benefits, and the opportunity to join numerous professional employee networks. Functional Overview Technology and Operations (T&O) is responsible for the firm's worldwide operations across all asset classes and...


  • London, United Kingdom Cass Art Full time

    Due to a continued period of growth there will soon be further integration across the Cass Art Group and the Cass Art Website will be expanding. With this expansion, the Buying and Ecommerce Teams require support from a Product Admin Assistant. This is a temporary role, full time for 3 months, based in our London Islington Head Office. **Key...

  • CRM Manager

    6 days ago


    London, Greater London, United Kingdom Cass Art Full time

    At Cass Art, we are looking for a highly skilled Sales Enablement professional to join our team. As a Senior CRM Manager, you will be responsible for growing and developing our CRM capabilities across the Group.Job DescriptionThe role reports into the Group Senior CRM Manager and will enable you to work closely with multiple departments. This is an excellent...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a prestigious private wealth firm based in the West End. They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis. **THE RESPONSIBILITIES**: - Operational adherence to the CASS rules contained within the FCA handbook, update of procedures, breaches tracking, CASS advice to the business -...


  • London, United Kingdom Northern Trust Corp. Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • London, United Kingdom Aon Full time

    **Responsibilities**Job Title Head of Fiduciary Accounting** Would you be interested in supervising Aon’s compliance with the FCA CASS 5 rules? Do you have the drive to lead a team of hard-working individuals? If so, then this Head of Fiduciary Accounting may be for you! This is a hybrid role with the flexibility to work both virtually and from our London...


  • London, United Kingdom Casse-Croûte Full time

    The Bermondsey’s much loved Casse-Croute and sister restaurant Pique-Nique are looking for head waiter/waitress and supervisor! Casse-Croûte is a Bermondsey street institution, serving exceptional quality french cuisine and wine in a traditional french bistro setting. Our menu changes daily, with a choice between three starters, three main courses and...

  • Head of Treasury

    6 months ago


    London, United Kingdom Communicate Recruitment Solutions Full time

    We have been mandated with an exclusive search for a Head of Treasury on behalf of our client, a leading financial services business based in central London. Offering a generous base salary of c.£120,000-£140,000 DOE and hybrid working 2-3 p/w onsite. **Responsibilities**: - Supporting the day-to-day management of cash operations - Supervising the rest...


  • London, Greater London, United Kingdom Onyx Capital Group Full time

    Job Description:We are seeking a Head of Client Money Management to join our team at Onyx Capital Group. As a Head of Client Money Management, you will be responsible for managing day-to-day client money responsibilities, including conducting daily reconciliations and implementing CASS procedures.You will also provide advice on finance controls and assist in...


  • London, United Kingdom Alexander-Charles Full time

    My client is a leading European securities brokerage located at the heart of the City of London. We are an FCA regulated, execution only, online stockbroker and offer our clients a bespoke trading platform through which they can trade stocks, bonds, futures, options, forex and other derivative products. Our website, trading platform and accounting system...


  • London, Greater London, United Kingdom MW recruitment Full time

    About the RoleWe are seeking a highly skilled and experienced finance professional to oversee client money responsibilities, reporting to the Financial Controller and Head of Compliance.Key ResponsibilitiesDaily client money and custody asset reconciliations for approval.Implementing client money processes, including CASS Resolution Pack and CMAR...

  • Head of Analysis

    4 weeks ago


    London, United Kingdom Head of Consulting - Sustainability Full time

    Drive the sustainability transition with Sillion, a consultancy combining technical expertise, proprietary modelling tools, and stakeholder needs understanding. We provide actionable information on strategy and operations, and data, insights, and reporting for ESG requirements. Expert advice on developing and implementing comprehensive sustainability...

  • Head of Analysis

    3 weeks ago


    Greater London, United Kingdom Head of Consulting - Sustainability Full time

    Drive the sustainability transition with Sillion, a consultancy combining technical expertise, proprietary modelling tools, and stakeholder needs understanding. We provide actionable information on strategy and operations, and data, insights, and reporting for ESG requirements.Expert advice on developing and implementing comprehensive sustainability...


  • London, United Kingdom Head of Consulting - Sustainability Full time

    Drive the sustainability transition with Sillion, a consultancy combining technical expertise, proprietary modelling tools, and stakeholder needs understanding. We provide actionable information on strategy and operations, and data, insights, and reporting for ESG requirements. Expert advice on developing and implementing comprehensive sustainability...


  • London, United Kingdom Head of Consulting - Sustainability Full time

    Sillion is a consultancy on a mission to drive the sustainability transition. Our forward-thinking advisory business combines technical expertise in sustainability, a deep focus on proprietary modelling tools, and an in-depth understanding of stakeholder needs and communication. We give management teams actionable information on strategy and operations,...


  • London, United Kingdom FincSelect Full time

    London, 3 days per week in the office. 2 from home. Why do I love this client so much? The people and culture A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave. You’ll be covering both their traditional and alternative asset business’ advising on regulatory topics such as Market Abuse,...


  • London, Greater London, United Kingdom Head of Consulting - Sustainability Full time

    Sillion, a consultancy driving the sustainability transition, seeks an experienced professional to lead our consulting team. With 10+ years of overall experience and 5+ years in consultancy, you will define and develop our product offerings, manage account teams, convert new business leads, support and mentor junior team members, and shape the strategy and...


  • London, Greater London, United Kingdom MW recruitment Full time

    About the PositionAn exciting opportunity has arisen for a Client Money Specialist to join our team, working closely with the Financial Controller and Head of Compliance to ensure seamless client money operations.ResponsibilitiesConducting daily client money reconciliations and managing CASS-related documents.Overseeing the implementation of client money...