Specialist-operational Resiliency, Cass and Control

5 months ago

London, United Kingdom Northern Trust Corp. Full time

About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Summary

The COO Team for Operational Resiliency, CASS and Control is primarily responsible for the day-to-day enablement of the unit’s strategy. The primary responsibility of the COO team is to support the implementation and coordination of the various programs and projects and provide overarching continuity in execution and output. The COO team works collaboratively to develop and/or improve systems, processes, controls and procedures that improve the overall efficiency of the function and the business.

This role reports to the COO of Operational Resiliency, CASS and Control and acts as a key SME responsible for providing support to the team on Business & Change Management across the key areas of coverage for the 1LoD department. The role holder will need the ability to manage multiple projects as well as ensuring BAU commitments are fulfilled.

Major Duties- Responsible for oversight of the function which will lead the governance and program management around projects that the CASS, Operational Resiliency and Control are leading / engaged in, supporting the department Objectives & Key Results and identification of key risks and dependencies.- Act as the key point of contact for the review of business change including new products, markets and locations, and performs initial impact assessment to determine the relevant SME team that needs to be engaged across CASS, Operational Resiliency and Control.- Supports complex initiatives involving multiple disciplines and/or ambiguous issues- Identifies opportunities for improvement and the prioritization of change impacting the department.- Supports the review of issues/trend analysis with escalation to the COO and Head of 1LOD for Asset Servicing.- Displays a balanced, cross-functional perspective, liaising with the department to improve efficiency, effectiveness and productivity.- Develops and/or maintains a suite of data-driven, forward-looking metrics based on various information sources to help classify, manage and report on department projects- Develops working relationship with other departments globally, particularly Enterprise Resiliency, the Asset Servicing COO Office, Operations, Risk, Compliance, and IT.- Participates in committee meetings, industry coordination and regulatory relationship meetings as determined by the COO of Operational Resiliency, CASS and Control- Demonstrates flexibility and agility to pivot to new and/or changing organizational priorities- Project management professional with extensive business experience and a focus on program management for projects and initiatives within the group. Knowledge of the firm and industry, with solid experience in one or more of Control, Operational Resilience or Operational Risk is highly desirable.- Requires good understanding of project management tools- Knowledge of business strategy development, key business change and Risk & Resiliency frameworks such as Operational Resiliency.- Leadership and organizational skills are required to direct the activities across multiple units.- Excellent oral and written communication skills are required.- Has gravitas and ability to engage with stakeholders at all levels- Results oriented with strong collaboration, influencing and data analysis skills.

Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

Reasonable accommodation


We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

  • CASS Operations Specialist

    3 weeks ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    CASS Operations SpecialistJCR Talent is seeking a highly skilled CASS Operations Specialist to join our team. As a key member of our CASS operations team, you will be responsible for performing daily and monthly client money reconciliations, client asset reconciliations, and supporting root cause analysis on CASS breaches.Key Responsibilities:Perform daily...

  • CASS Operations Specialist

    4 weeks ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    At JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...

  • Cass Specialist

    5 months ago

    London, United Kingdom Seedrs Full time

    **Who we are** In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global marketplace. Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and...

  • Junior CASS Associate

    3 months ago

    London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    Are you working in Finance, Compliance, Reconciliations or Operations and looking to start a career in CASS? ⤵ I'm recruiting for a Junior CASS Associate, the perfect role for anyone looking to start or continue a career in CASS You'll have the opportunity to learn from a CASS SME and be involved in the day to day CASS operations along with supporting...

  • Cass Controls Officer

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. **THE RESPONSIBILITIES**: - Support the design and development of the UK entity CASS control framework - Assist in the development and maintenance of a strong culture of controls -...

  • CASS Operations Manager

    1 month ago

    London, Greater London, United Kingdom Plum Full time

    We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...

  • Cass Controls Office

    5 months ago

    London, United Kingdom capital.com Full time

    We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. **fastest-growing...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    Job Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...

  • Junior Cass Specialist

    5 months ago

    London, United Kingdom Projecting Full time

    **Junior CASS Specialist** This is an excellent opportunity with Projecting Group working directly with one of our wealth management clients. **Responsibilities** - Ensure that their organization complies with all relevant CASS regulations - Oversee operational processes related to client funds, including reconciliations, record-keeping, and reporting -...

  • Cass Specialist

    6 months ago

    London, United Kingdom Trading212 Full time

    **THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...

  • CASS Reconciliations Associate

    3 weeks ago

    London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full time

    Job Description Are you working in Finance, Compliance, Reconciliations or Operations and looking to start a career in CASS? ⤵ I'm recruiting for a Junior CASS Associate, the perfect role for anyone looking to start or continue a career in CASS

  • Change Portfolio Specialist/ Project Manager, Risk

    6 months ago

    London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

  • CASS Operations Manager

    3 months ago

    London, United Kingdom Plum Fintech Full time

    At Plum, we're on a mission to maximise wealth for all. We’re making saving money effortless and turning investing into something everyone can do. Our journey began back in 2017, when we became one of the first to use artificial intelligence and automation to simplify personal finance. Fast forward to today, and we've already helped people save £2 billion...

  • CASS Assurance Specialist

    4 weeks ago

    London, Greater London, United Kingdom WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a skilled professional to provide operational and customer support for institutional trades. As a CASS Assurance Specialist, you will play a crucial role in ensuring compliance with CASS rules and regulations. Your responsibilities will include assisting with client account onboarding, cash payments, customer service,...

  • CASS Reconciliations Manager

    4 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • Cass Controls Office

    6 months ago

    London, United Kingdom capital.com Full time

    We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. With a focus on...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Reconciliations Manager

    4 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • CASS Senior Manager

    6 months ago

    London, United Kingdom KPMG-UnitedKingdom Full time

    Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here. Job...

  • CASS Senior Manager

    5 days ago

    London, United Kingdom KPMG-UnitedKingdom Full time

    Job description KPMG Overview:Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here.Job Description:Our...