Cass Controls Office

**THE COMPANY**: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. **THE RESPONSIBILITIES**: - Support the design and development of the UK entity CASS control framework - Assist in the development and maintenance of a strong culture of controls -...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. With a focus on...

**Compliance Officer - CASS**: - London - £80,000 - £100,000 - Job type: Contract - Sector: Financial Services, Asset Management & Funds - Job reference: mpc40636 Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compliance Office - CASS. This is a contract role lasting between 6 and 12 months. The role...

London, United Kingdom About the job We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for...

CASS Reconciliations Manager RoleThe CASS Reconciliations Manager will oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money and assets held by Winterflood are accurately accounted for and safeguarded, ensuring the firm's adherence to controls and the FCA CASS regulations.Key ResponsibilitiesReview and approval of...

We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

The RoleWe are looking to recruit an experienced finance professional with client money experience to manage day-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly report to the Head of Retail. The role will likely include other day to day tasks within the finance department. Key...

Job Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...

**Who we are** In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global marketplace. Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and...

London, United KingdomAbout the job We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for...

United Kingdom - Investment Banking, Operations, Risk - Investment Bank **Job Reference #** - 290051BR **City** - London **Job Type** - Full Time **Your role** - Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment? - We're looking for someone like that to: - play a central role in ensuring the firm delivers on our Key...

LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to provide a fresh approach to wealth management, putting our clients first by offering a transparent service designed around their needs. We provide a flexible, bespoke service...

About the OpportunityA growing organization in the financial services sector is seeking a skilled CASS Finance Manager to lead critical client money and custody asset responsibilities. This role is pivotal in ensuring compliance with FCA regulations while supporting broader financial management activities.Key ResponsibilitiesManage daily client money and...

About the OpportunityA growing organization in the financial services sector is seeking a skilled CASS Finance Manager to lead critical client money and custody asset responsibilities. This role is pivotal in ensuring compliance with FCA regulations while supporting broader financial management activities.Key ResponsibilitiesManage daily client money and...

Job Description About the Opportunity A growing organization in the financial services sector is seeking a skilled CASS Finance Manager to lead critical client money and custody asset responsibilities. This role is pivotal in ensuring compliance with FCA regulations while supporting broader financial management activities. Key Responsibilities Manage...

**Junior CASS Specialist** This is an excellent opportunity with Projecting Group working directly with one of our wealth management clients. **Responsibilities** - Ensure that their organization complies with all relevant CASS regulations - Oversee operational processes related to client funds, including reconciliations, record-keeping, and reporting -...

About the RoleWe are seeking a highly experienced and skilled CASS Senior Manager to join our Financial Services CASS audit team at KPMG. As a key member of our team, you will be responsible for overseeing a variety of market leading entities, including investment banking groups, retail banking groups, and brokers dealers, as well as traditional asset...

Upvest, founded in 2017, enables any financial institution to offer great investment experiences to its customers. Upvest is an investment firm regulated by the German supervision authority (BaFin). The company currently employs 160+ people across Europe with its headquarters based in Berlin, Germany. The company is backed by the world’s largest venture...