Senior CASS Manager
1 month ago
LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to provide a fresh approach to wealth management, putting our clients first by offering a transparent service designed around their needs. We provide a flexible, bespoke service adapted to each client's requirements.
Business UnitThe CASS Team ensures LGT continues to meet all of its regulatory responsibilities related to CASS for all FCA and JFSC regulated entities across the LGT Group. The team provides oversight of all CASS relevant controls and processes with CASS impacts, providing accurate and relevant management information to senior management.
- Day-to-day management of the full CASS audits.
- Day-to-day management of ad-hoc internal audits.
- CMAR production – liaise with operational teams, collating data and drafting reports ahead of deadlines for review and challenge by the Head of CASS.
- Provide updates to Client Asset committees and working groups when required.
- Own and maintain all CASS Policies and Procedures.
- Oversight of internal and external client asset and money reconciliations; review shortfalls and reconciliation breaks.
- Implementation and management of a CASS monitoring programme.
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CASS Operations Specialist
4 weeks ago
London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeAt JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...
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CASS Operations Specialist
3 weeks ago
London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeCASS Operations SpecialistJCR Talent is seeking a highly skilled CASS Operations Specialist to join our team. As a key member of our CASS operations team, you will be responsible for performing daily and monthly client money reconciliations, client asset reconciliations, and supporting root cause analysis on CASS breaches.Key Responsibilities:Perform daily...
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CASS Senior Manager
1 month ago
London, Greater London, United Kingdom KPMG Full timeAbout the RoleWe are seeking a highly experienced and skilled CASS Senior Manager to join our Financial Services CASS audit team at KPMG. As a key member of our team, you will be responsible for overseeing a variety of market leading entities, including investment banking groups, retail banking groups, and brokers dealers, as well as traditional asset...
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CASS Operations Manager
4 weeks ago
London, Greater London, United Kingdom Plum Fintech Full timeAbout the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...
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CASS Operations Manager
1 month ago
London, Greater London, United Kingdom Plum Full timeWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...
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CASS Operations Manager
4 weeks ago
London, Greater London, United Kingdom Plum Fintech Full timeJob Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...
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CASS Reconciliations Manager
4 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...
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CASS Reconciliations Manager
4 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...
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CASS Reconciliation Team Manager
7 days ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeNorthern Trust Corporation is a globally recognized financial institution with a rich history dating back to 1889.As a leading provider of financial services, we are committed to delivering exceptional results for our clients.We are currently seeking an experienced CASS Reconciliation Team Manager to join our team in this exciting role.The primary...
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Lead CASS Compliance Manager
1 week ago
London, Greater London, United Kingdom MERJE Ltd Full time**Job Summary**We are seeking a highly skilled Lead CASS Compliance Manager to join our team at MERJE Ltd. In this role, you will be responsible for leading client engagements, managing relationships, delivering high-quality work, and steering projects to successful outcomes.The ideal candidate will have a passion for CASS compliance and thrive in a dynamic,...
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CASS Reconciliations Manager
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations Manager RoleThe CASS Reconciliations Manager will oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money and assets held by Winterflood are accurately accounted for and safeguarded, ensuring the firm's adherence to controls and the FCA CASS regulations.Key ResponsibilitiesReview and approval of...
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CASS Reconciliations Lead
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeKey Responsibilities:As a Senior CASS Reconciliation Specialist at Close Brothers, you will oversee all reconciliations conducted by the CASS Reconciliation team to ensure accurate accounting for client money & assets held by the company. You will be responsible for approving all reconciliations, ensuring adherence to internal policies and industry...
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London, Greater London, United Kingdom State Street Full timeAbout the RoleWe are seeking a highly skilled Transfer Agency Specialist to join our team in the UK. As a Vice President, you will be responsible for managing a CASS workstream, ensuring effective CASS oversight and governance, and leading external CASS audits and client CASS Due Diligence.Key ResponsibilitiesDesign and build a robust CASS model and...
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CASS Regulatory Specialist
3 days ago
London, Greater London, United Kingdom BNY Full timeAbout the CompanyBNY is a leading global financial services company that empowers its employees to grow and succeed. With a culture that speaks for itself, BNY has been recognized as one of the most innovative companies in the world.Job DescriptionAs a CASS Specialist, Regulatory Oversight Management, you will be responsible for providing oversight and...
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CASS Associate
4 weeks ago
London, Greater London, United Kingdom Saxo Bank Full timeAbout the RoleWe are seeking a motivated CASS associate to join our Finance team at Saxo Bank. The ideal candidate will have 3 years of practical CASS 6 and 7 experience and a proven knowledge of client money regulatory requirements.Key ResponsibilitiesCollate the daily regulatory client money computations and complete the monthly CMAR and regular CASS RP...
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CASS Assurance Professional
4 weeks ago
London, Greater London, United Kingdom WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a highly skilled CASS Assurance professional to provide operational and customer support for institutional trades. The ideal candidate will have a strong understanding of CASS rules and regulations, as well as excellent communication and problem-solving skills.Key Responsibilities:Provide operational and customer...
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CASS Assurance Specialist
4 weeks ago
London, Greater London, United Kingdom WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a skilled professional to provide operational and customer support for institutional trades. As a CASS Assurance Specialist, you will play a crucial role in ensuring compliance with CASS rules and regulations. Your responsibilities will include assisting with client account onboarding, cash payments, customer service,...
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CASS Administrator
4 weeks ago
London, Greater London, United Kingdom Quilter Full timeAbout the RoleThe successful candidate will be responsible for completing client money and stock reconciliations to daily and monthly requirements. This will involve liaising with and assisting other CASS Team members with reconciliations and query resolution, as well as maintaining internal records of exceptions and break resolution.Familiarity with the...
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CASS Oversight Specialist
4 weeks ago
London, Greater London, United Kingdom Saxo Bank Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented CASS Oversight Officer to join our Finance team at Saxo Bank. As a key member of the team, you will be responsible for ensuring the accurate and timely production of daily client money and asset reconciliations.Key ResponsibilitiesCollate data provided by support services and ensure timely...
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London, Greater London, United Kingdom BNY Full timeAbout the RoleWe are seeking a highly skilled CASS Specialist, Regulatory Oversight Management to join our Global Asset Safety team in London, United Kingdom. This role will work in a hybrid schedule and will be responsible for providing oversight and management of a range of UK CASS regulatory and governance deliverables.Key ResponsibilitiesProvide...