Senior CASS Manager

1 month ago


London, Greater London, United Kingdom LGT Group Full time

LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to provide a fresh approach to wealth management, putting our clients first by offering a transparent service designed around their needs. We provide a flexible, bespoke service adapted to each client's requirements.

Business Unit

The CASS Team ensures LGT continues to meet all of its regulatory responsibilities related to CASS for all FCA and JFSC regulated entities across the LGT Group. The team provides oversight of all CASS relevant controls and processes with CASS impacts, providing accurate and relevant management information to senior management.

  • Day-to-day management of the full CASS audits.
  • Day-to-day management of ad-hoc internal audits.
  • CMAR production – liaise with operational teams, collating data and drafting reports ahead of deadlines for review and challenge by the Head of CASS.
  • Provide updates to Client Asset committees and working groups when required.
  • Own and maintain all CASS Policies and Procedures.
  • Oversight of internal and external client asset and money reconciliations; review shortfalls and reconciliation breaks.
  • Implementation and management of a CASS monitoring programme.


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