CASS Senior Manager

6 months ago

London, United Kingdom KPMG-UnitedKingdom Full time
Job description

KPMG Overview:

Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here.

Job Description:

Our Financial Services CASS audit function oversees a variety of market leading entities ranging from some of the largest investment banking groups, retail banking groups and brokers dealers to some of the largest traditional asset management groups in the UK. We have won a number of tenders in the last few years and expect to grow in the next 3 to 5 years.

The CASS Centre of Excellence supports the delivery of CASS assurance reports across the whole of FS audit within KPMG including our Banking Audit practice. KPMG has a proven track record in this area, and we have significant growth plans given the opportunities arising from increasing regulatory scrutiny, supervision and demand for external assurance.

Team members possess a variety of core assurance and audit skills and have considerable industry knowledge and specialist expertise of the UK regulatory environment, with a particular focus on Client Assets.

Role and Responsibilities:
Supervising, mentoring, and coaching Audit staff Managing partner involvement on engagements, providing progress reports as required Acting as the initial point of contact throughout the year for your audited entities; manage timetables, anticipate costs, raise fees and agree dates for cash collection Regularly and proactively communicating with senior stakeholders on relevant industry matters Establishing and maintaining strong internal and external networks within the industry Communicating with audited entities and subject matter experts on technical matters relevant to FS audits and CASS Actively driving the planning of the audit, as well as the actual fieldwork at interim and final, statutory audit and completion work Working on tenders and working as part of the relevant independence team Be part of the Banking Audit department management group and drive firm's strategic initiatives Being the performance manager

Qualifications and Skills
Recent and significant CASS audit experience at a Big 4 or mid-tier firm Knowledge of developments within the FS sector and proven ability to proactively build strategic partnerships and influence senior leaders Drive and resilience to deliver in a pressured environment Excellent communication skills and ability to challenge, and deal with senior individuals. Proven project management skills, including good judgement and knowing when to escalate. Good knowledge of CASS 6, CASS 7, CASS 8 and CASS 10. Sound FS, including banking, sector understanding of businesses, structures, governance frameworks and process & control infrastructures of firms. Ability to work under pressure and meet tight deadlines.

Experience and Background
Educated to degree level or equivalent. Professional qualification preferred, however not a requirement, with good knowledge of regulatory rules and guidance but crucially the practical application within the investment management industry. The ability to evaluate technical issues, analyse facts, consult and deliver high quality audits to audited entities. Excellent communication and presentation skills; including an ability to communicate well with audited entities and external parties in writing and verbally. A proactive and can do attitude that will aid you in a high challenge, high support culture that exists at KPMG. Understanding of regulatory developments and key current issues facing audited entities. Experience in working with teams and the ability to work independently. Extensive experience working in the CASS industry.

  • Junior CASS Associate

    2 months ago

    London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    Are you working in Finance, Compliance, Reconciliations or Operations and looking to start a career in CASS? ⤵ I'm recruiting for a Junior CASS Associate, the perfect role for anyone looking to start or continue a career in CASS You'll have the opportunity to learn from a CASS SME and be involved in the day to day CASS operations along with supporting...

  • CASS Operations Specialist

    3 weeks ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    At JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...

  • CASS Operations Specialist

    3 weeks ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    CASS Operations SpecialistJCR Talent is seeking a highly skilled CASS Operations Specialist to join our team. As a key member of our CASS operations team, you will be responsible for performing daily and monthly client money reconciliations, client asset reconciliations, and supporting root cause analysis on CASS breaches.Key Responsibilities:Perform daily...

  • Senior CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom LGT Group Full time

    LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to provide a fresh approach to wealth management, putting our clients first by offering a transparent service designed around their needs. We provide a flexible, bespoke service...

  • CASS Senior Manager

    1 month ago

    London, Greater London, United Kingdom KPMG Full time

    About the RoleWe are seeking a highly experienced and skilled CASS Senior Manager to join our Financial Services CASS audit team at KPMG. As a key member of our team, you will be responsible for overseeing a variety of market leading entities, including investment banking groups, retail banking groups, and brokers dealers, as well as traditional asset...

  • CASS Senior Manager

    6 months ago

    London, United Kingdom KPMG Full time

    Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here.   ...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    Role OverviewWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Full time

    We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    Job Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...

  • CASS Reconciliations Manager

    4 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • Finance Manager

    5 days ago

    London, United Kingdom Onyx Capital Group Full time

    The RoleWe are looking to recruit an experienced finance professional with client money experience to manage day-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly report to the Head of Retail. The role will likely include other day to day tasks within the finance department. Key...

  • CASS Reconciliations Manager

    4 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    Job SummaryThe CASS Reconciliations Manager will be responsible for overseeing all reconciliations conducted by the CASS Reconciliation team to ensure accurate accounting for client money and assets held by Winterflood. This role requires strong knowledge of CASS regulations and the ability to ensure compliance with internal policies and industry...

  • CASS Operations Manager

    3 months ago

    London, United Kingdom Plum Fintech Full time

    At Plum, we're on a mission to maximise wealth for all. We’re making saving money effortless and turning investing into something everyone can do. Our journey began back in 2017, when we became one of the first to use artificial intelligence and automation to simplify personal finance. Fast forward to today, and we've already helped people save £2 billion...

  • CASS Consultant

    1 month ago

    London, Greater London, United Kingdom Danos Group Full time

    Exciting Opportunity for a CASS ManagerWe are seeking an experienced CASS Manager to join our team at Danos Group. As a boutique consultancy, we are undergoing significant expansion and require a strong compliance consultant with in-depth knowledge of the FCA client assets regime (CASS).The ideal candidate will have consultancy experience in a CASS-focused...

  • Cass Specialist

    5 months ago

    London, United Kingdom Seedrs Full time

    **Who we are** In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global marketplace. Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and...

  • CASS Reconciliations Manager

    4 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • CASS Reconciliations Manager

    4 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerAt Close Brothers Group, we are seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure that all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • CASS Reconciliation Team Manager

    3 days ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    Northern Trust Corporation is a globally recognized financial institution with a rich history dating back to 1889.As a leading provider of financial services, we are committed to delivering exceptional results for our clients.We are currently seeking an experienced CASS Reconciliation Team Manager to join our team in this exciting role.The primary...