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CASS Operations Manager

1 month ago

London, Greater London, United Kingdom Plum Fintech Full time

Role Overview

We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.

Key Responsibilities

  • Oversee and manage day-to-day CASS and investment operations reconciliations, including ISA and SIPP products.
  • Build and refine internal processes and systems to ensure compliance with CASS requirements for handling client money, segregation, and reconciliation.
  • Identify discrepancies and issues in reconciliations, investigate root causes, and implement corrective actions.
  • Establish a golden source for client asset position and client money valuation data.
  • Prepare and present detailed reports on reconciliation activities, including any discrepancies, and compliance status to senior management and regulatory bodies as required.

Requirements

  • Proven experience of 3+ years in a reconciliation or similar role, with a focus on CASS products.
  • In-depth knowledge of CASS regulations, particularly CASS 6 and 7.
  • Strong analytical and problem-solving skills and are comfortable with data models and data analysis (SQL knowledge is a plus).

About Us

Plum is a fintech company on a mission to maximise wealth for all. We're making saving money effortless and turning investing into something everyone can do.