CASS Operations Manager

1 week ago


London, Greater London, United Kingdom Plum Fintech Full time

Role Overview

We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.

Key Responsibilities

  • Oversee and manage day-to-day CASS and investment operations reconciliations, including ISA and SIPP products.
  • Build and refine internal processes and systems to ensure compliance with CASS requirements for handling client money, segregation, and reconciliation.
  • Identify discrepancies and issues in reconciliations, investigate root causes, and implement corrective actions.
  • Establish a golden source for client asset position and client money valuation data.
  • Prepare and present detailed reports on reconciliation activities, including any discrepancies, and compliance status to senior management and regulatory bodies as required.

Requirements

  • Proven experience of 3+ years in a reconciliation or similar role, with a focus on CASS products.
  • In-depth knowledge of CASS regulations, particularly CASS 6 and 7.
  • Strong analytical and problem-solving skills and are comfortable with data models and data analysis (SQL knowledge is a plus).

About Us

Plum is a fintech company on a mission to maximise wealth for all. We're making saving money effortless and turning investing into something everyone can do.



  • London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    At JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...


  • London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...


  • London, Greater London, United Kingdom Plum Full time

    We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...

  • CASS Manager

    4 weeks ago


    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    Job DescriptionThe ClientA highly regarded boutique Investment Management CompanyThe RoleWe are seeking an experienced CASS Manager to support the Head of CASS in ensuring the firm meets all relevant CASS requirements and responsibilities.The CASS Manager will be responsible for maintaining CASS governance documents, Rule Mapping, Risk register, and Control...

  • CASS Manager

    4 weeks ago


    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    Job DescriptionThe ClientA highly regarded boutique Investment Management CompanyThe RoleWe are seeking an experienced CASS Manager to support the Head of CASS in ensuring the firm meets all relevant CASS requirements and responsibilities.The CASS Manager will be responsible for maintaining CASS governance documents, Rule Mapping, Risk register, and Control...

  • CASS Manager

    2 months ago


    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ Search. As a key member of our operations team, you will play a critical role in ensuring our firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control...


  • London, Greater London, United Kingdom Plum Fintech Full time

    Job Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...

  • CASS Manager

    1 month ago


    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...

  • CASS Manager

    1 month ago


    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...


  • London, Greater London, United Kingdom Plum Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesManage day-to-day CASS and...

  • CASS Manager

    1 month ago


    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ Search. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of the 2...

  • CASS Manager

    1 month ago


    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...

  • CASS Manager

    1 month ago


    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...