Director, Compliance

Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff. Ad hoc filings to Companies House (e.g. new director appointments). Preparing and proofreading documents for execution. Issuing letters to...

**THE COMPANY**: Our client is a subsidiary of an international bank, providing capital market and securities trading services. **THE RESPONSIBILITIES**: - To support the Head of Compliance & MLRO as part of team to cover all aspects of the Compliance Monitoring Program, including AML & KYC and other regulatory issues that affect the Company. - To...

THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

**Account Director** Home based - London - with UK travel £45k - 50k per year + Car Allowance + Bonus Permanent William Martin Compliance are a rapidly growing consultancy business and part of the larger Marlowe PLC. We specialise in bespoke property related Health and Safety risk management solutions across all business sectors within the UK. Due to...

Cedar Business Transformation practice are partnered with a leading consultancy, recruiting a Director for Ethics & Compliance on a permanent basis. Location: South East Salary & Package: c£75k+ Bonus+ Excellent Benefits This is an exciting opportunity to contribute to the growth of a leading team, helping to establish & operate effective ethics and...

**Role purpose** - You will have overall responsibility for all compliance policies and controls across the business and will work closely with the Directors to help improve the business ensuring it fully complies with all statutory and regulatory obligations. **Role requirements**: - Prepare, review, and update the compliance and AML policies &...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. Currently looking for someone to lead their compliance function...

Account DirectorWilliam Martin Location: Remote with travel to meet with colleagues and clients (including regular meetings in London)Salary: £45,000 per annum with Bonus and Car AllowanceJob Type: Full time / Permanent Job DescriptionAbout Us  William Martin, part of the wider Marlowe SRC division, are at the forefront of revolutionising health and...

Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the firm, and support the implementation of...

This opportunity sits with a leading Insolvency and Restructuring firm, well known as a centre of excellence within the industry. The firm is London based, with a robust offering across multiple sectors. Aside from enjoying an excellent reputation, our clientoffers a market leading salary, flexible working and an engaging and collaborative work environment....

Operations Director – Social Housing – London - £90k Our client – Teachers Housing Association – is looking to recruit an Operations Director with broad and rounded experience of social housing, along with the ability to inspire and motivate a team and ensure the highest levels of service are provided to its residents. Founded in 1967, Teachers...

Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance. Build relationships with the Front Office and...

Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance. Build relationships with the Front Office and...

Ref: 36084Our client, a dynamic Asset Management, are seeking an enthusiastic and experienced individual for the position of Legal and Compliance Director on a 12 month FTC basis. The role will have dual coverage of Legal and Compliance and they are looking ideally for a qualified lawyer and someone to hold the SMF 16 & 17 on the Compliance side.You will...

About The Role Currie & Brown is one of the leading International physical asset management and construction consultancies, dedicated to advising clients worldwide with our expertise and experience in multiple sectors and services. We are differentiated by our people, innovation and reputation with a genuine global office network. Our people, from...

A leading global General Insurer requires an interim Group Head of Risk and Compliance Director whilst awaiting the new permanent incumbent. It is envisaged that the contract will last between 3 to 6 months looking after various specialist insurance channelscombined with sizeable assets under management. Reporting directly to the Chairman and the COO, your...

RESPONSIBLITIES: - Maintain and implement compliance and AML policies and procedures, as well as a monitoring program, regulatory requirements and emerging regulatory risk. Liaising with the head of international compliance. - Monitor and oversee all regulatory filings. - Establish priorities for compliance initiatives and ensure they are incorporated into...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. Currently looking for someone to lead their compliance function sitting as...

Our client is a leading European pharmaceutical company headquartered in London, England. They commercialise and distribute a portfolio of speciality brands and hospital products worldwide. They are currently recruiting for a Director of Regulatory Affairs, reporting to the CEO, who will manage a team of 2 people. Developing and managing the global RA...