Compliance Legal Assistant

THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...

Compliance & Legal Assistant London Hybrid £Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Currently this is a hybrid...

Compliance & Legal Assistant London Hybrid £Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Currently this is a hybrid...

Job Description Compliance & Legal Assistant Hybrid £Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Currently this is...

**LEGAL AND COMPLIANCE ASSISTANT** A 9 month FTC opportunity as a Legal and Compliance Assistant working on crucial processes within a leading property company! **LEGAL AND COMPLIANCE ASSISTANT ROLE**: - Coordinating and managing the administrative aspects of the company’s internal approvals process, including tracking and data entry of status of...

HEAD OF COMPETITION COMPLIANCE MEDIA PLC WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design, implementation...

KYC Officer – MUST HAVE COMMODITIES EXPERIENCE (FTC) Our client is an innovative broker/tech firm, operating across global commodity markets. Traders, legal, Finance etc.). Dealing with a fast moving business, with a flexible approach to time management. Analysing complex corporate structures to ensure regulatory requirements and internal processes...

Job Reference: JO0000004061 - Date Posted: 22 February 2023 - Recruiter: Ryder Reid Legal - Location: London - Salary: On Application - Sector: Risk & Compliance - Job Type: Permanent - Work Hours: Full Time We are recruiting on a brand new opportunity for a Compliance Assistant to join the Compliance team of an amazing international law firm who are based...

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

This is an exciting opportunity in London with an industry leader in the field of employment law with a global reach, dedicated to supporting in-house teams. With lawyers across the globe, they provide comprehensive solutions to the global employer community. This role would be best suited to a proactive, commercially aware individual with a passion for...

**THE COMPANY**: Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team. **THE RESPONSIBILITIES**: - Carrying out and improving the Compliance Monitoring Programme. - Implementing and reviewing the firm’s policies and procedures. - Onboarding new counterparties. - Assisting with...

We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a Risk and Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Apply fast, check the full description by scrolling below to find out the full requirements for this role.THE RESPONSIBILITIES:Designated Business...

THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...

Job Description THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry...

THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...