Compliance Legal Assistant

Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff. Ad hoc filings to Companies House (e.g. new director appointments). Preparing and proofreading documents for execution. Issuing letters to...

THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...

Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...

Compliance & Legal Assistant Hybrid £Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Currently this is a hybrid role....

Elevate Flexible Legal Resourcing is seeking a Risk and Compliance Lawyer for a 3-month contract , starting ASAP with a reputed law firm , hybrid, based in London. The successful candidate will collaborate with the firm's Legal Team and Business Intake Team on various risk and ethics issues, as well as handle client onboarding issues as they arise...

Elevate Flexible Legal Resourcing is seeking a Risk and Compliance Lawyer for a 3-month contract , starting ASAP with a reputed law firm , hybrid, based in London. The successful candidate will collaborate with the firm's Legal Team and Business Intake Team on various risk and ethics issues, as well as handle client onboarding issues as they arise...

Compliance & Legal Assistant London Hybrid £Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Currently this is a hybrid...

Compliance & Legal Assistant London Hybrid £Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Currently this is a hybrid...

HEAD OF COMPETITION COMPLIANCE MEDIA PLC WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design, implementation...

HEAD OF COMPETITION COMPLIANCE MEDIA PLC WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design, implementation...

Job Details - Compliance Assistant - Boutique Law Firm - Permanent, Full-Time, Hybrid Working - Up to £39,000pa - My client, a boutique law firm based in London, is actively recruiting for someone with two years LEGAL Risk & Compliance experience to join them on a permanent basis - working as their new Compliance Assistant. - As the Compliance Assistant,...

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

KYC Officer – MUST HAVE COMMODITIES EXPERIENCE (FTC) Our client is an innovative broker/tech firm, operating across global commodity markets. Traders, legal, Finance etc.). Dealing with a fast moving business, with a flexible approach to time management. Analysing complex corporate structures to ensure regulatory requirements and internal processes...

**THE COMPANY**: Our client is a boutique asset manager with approximately £1.6 billion funds under management. **THE RESPONSIBILITIES**: - Assisting with the implementation of the Compliance monitoring programme - Maintaining logs (breach/error, complaints, PA trading) - Reviewing and approving financial promotions and factsheets - Conducting initial...

This is an exciting opportunity in London with an industry leader in the field of employment law with a global reach, dedicated to supporting in-house teams. With lawyers across the globe, they provide comprehensive solutions to the global employer community. This role would be best suited to a proactive, commercially aware individual with a passion for...

This is an exciting opportunity in London with an industry leader in the field of employment law with a global reach, dedicated to supporting in-house teams. With lawyers across the globe, they provide comprehensive solutions to the global employer community. This role would be best suited to a proactive, commercially aware individual with a passion for...