Legal Compliance Analyst

4 weeks ago

London, United Kingdom Compliance Professionals Full time

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients.
Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine applicable Customer Due Diligence (“CDD”) requirements
Conduct screening to identify politically exposed persons (PEPs), sanctions issues and other regulatory and reputational risks;
Conduct and review risk assessments to ensure that the appropriate risk rating is assigned to the clients and matters and that proper escalation to senior management is triggered in high risk scenarios;
Assist with updating and maintaining compliance-related documentation, including AML manuals, policies, procedures and templates, as well as compliance bulletins and other internal communications;
Assist with the preparation of training materials and deliver training for compliance team members;
Assist with preparations for regulatory inspections and submissions;
Provide assistance with on-going monitoring procedures, including testing of reliance on third parties and other risk and compliance audits as necessary;
Assist the Regional Compliance Manager and Head of Risk and Compliance with local, regional and global compliance projects as required;
Carry out any other duties commensurate with the purpose of the role, including the performance of duties outside normal working hours when required and work in a flexible manner.
Graduate with at least 4 years’ experience in an international compliance function role with a focus on AML and other financial crime; preferably in a law firm environment or alternatively in the financial services sector.

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