Director of Compliance

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff. Ad hoc filings to Companies House (e.g. new director appointments). Preparing and proofreading documents for execution. Issuing letters to...

THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

Compliance DirectorIf you are considering sending an application, make sure to hit the apply button below after reading through the entire description.I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join...

Job DescriptionCompliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Job Description Compliance Director I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations,...

Compliance Director I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance.This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and...

Job Description We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Compliance Director I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Job DescriptionWe are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance.This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance.This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and...