Associate Director

2 weeks ago

London, United Kingdom Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Associate Director - Compliance Testing

**What is the opportunity?**

Maternity cover - 12 months FTC - Associate Director, Compliance Testing. As a leader within the UK Compliance Testing team, the Associate Director, Compliance Testing supports local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework. Specifically, their role in:

- Assessing the adequacy of, adherence to and the effectiveness of the day-to-day controls to manage regulatory compliance risk; and
- Providing an opinion to senior for a on the effectiveness of the Regulatory Compliance Management (RCM) controls in achieving compliance with applicable regulatory requirements

**What will you do?**
- Oversee and, where required, lead the completion of effective risk assessments to drive the UK (European for Capital Markets) Compliance Testing Plan; with limited oversight from the Head of Compliance Testing Europe;
- ith limited oversight from the Head of Compliance Testing, Europe:

- Lead and deliver timely and accurate compliance testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, I&TS, GAM & WM);
- Work with Compliance and business colleagues to track and advise (where appropriate) on the appropriateness of actions plans to resolve issues identified during monitoring reviews;
- Drive the continual enhancement of the testing approach and annual testing program (including developing/improving the approach to continuous business testing and, where relevant, delivering consistency/change through Enterprise Monitoring and Testing working groups);
- Under the direction of the Head of Compliance Testing, Europe, deliver timely responses to internal audit and external regulatory enquiries; and
- Lead ad-hoc projects and activities as required (methodology improvements; stakeholder management; committee reporting).

**What will do**

**_ Must have:_**
- Extensive background in Compliance testing, monitoring and planning.
- Bachelor’s degree.
- Strong planning and organisation skills, coupled with solid analytical & problem solving capabilities.

**_ Nice-to-have:_**
- Qualifications in auditing, monitoring or risk.

**What is in it for you?**

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible working options fully supported.

**Job Summary**

Establishes effective business unit compliance programs to prevent or identify illegal, unethical, or improper business practices. Applies extensive, in-depth knowledge, skills, and practices to perform complex assignments.

**Address**:
London, United Kingdom of Great Britain and Northern Ireland

**City**:
GBR-GREATER_LONDON-LONDON

**Country**:
United Kingdom

**Work hours/week**:
35

**Employment Type**:
Full time

**Platform**:
Group Risk Management

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-02-22

**Application Deadline**:
2023-04-12

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

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