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Financial Services Operations Assistant
3 months ago
We are working with a reputable and well-established Independent Financial Planning firm, and they are looking for a Financial Services Operations Assistant to join the team.
This is a hybrid role - 3 days in the office and 2 days from home.
The role would be ideal for an experienced administrator with financial services experience, who is looking for a busy and varied role.
Supporting the Operations Manager and Compliance Manager, the role will provide assistance across key areas such as compliance, T&C, HR and financial services and wider branch / operational support. Key duties and responsibilities will include;
-Support both the Compliance manager and Operations Manager across 2 sites.-Assist with administration and maintenance of the T&C scheme.-Support the Compliance Manager with the completion and corrective work for file reviews.-Assist with monitoring and administration of the firms Compliance manual, and processes.-Assist with IT and HR related administration.-Point of contact for all day-to-day compliance queries-Work with colleagues to continually monitor, update and review internal processes to improve efficiencies across the company.
