Compliance Advice Manager

2 months ago

Swindon, United Kingdom Nationwide Building Society Full time
This is a great opportunity for a Risk Manager to join the second line Prudential Risk team within Financial Risk Oversight. You will be providing specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area. You will be supporting on implementation of regulatory change, ensuring that the Society meets the expectations of the Prudential Regulation Authority.

The role is a fantastic opportunity to provide specialist advice across the prudential regulatory landscape, managing and maintaining the library of prudential requirements in Metric Stream and providing Oversight of compliance. There is also the opportunity to work with 1 st line colleagues to develop the reporting of the prudential compliance position.

The role requires the ability to interpret complex and sometimes conflicting regulation, giving attention to both the detail and the big picture of the regulators' agenda, probing to find practical applications to the business environment, identifying possible alternatives and providing advice and challenge based on compliance risk. Therefore, you will require a breadth of knowledge and experience across prudential regulations.

Recognised as a subject matter expert in your area, your work will be varied and technically demanding, providing prudential risk insights across business Functions, within Finance, Risk, Retail, People, and Communications Brand and Engagement.

The role sits within the Financial Risk Oversight function, who provide second line review, challenge and support across market, liquidity, capital, model and business risks, as well as prudential regulatory advice and Oversight of Environmental, Social and Governance. The department is led by the Director of Financial Risk Oversight who reports to the Chief Risk Officer. There is the opportunity to feed into the work of the wider team and to ensure that the compliance aspects have been considered.

You will need to build, influence and maintain professional business relations with key contacts up to Level 5 across both 1 st and 2 nd lines of defence.

At Nationwide we offer hybrid working wherever possible. More rewarding relationships are supported through our hybrid approach, bringing colleagues together across our UK wide estate, whilst also supporting generous access to home working. We value our time in the office to solve problems, to learn, and to feel connected.

For this job you'll spend at least two days per week, or if part time you'll spend 40% of your working time, based at either our Swindon or London office. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here .

If we receive a high volume of relevant applications, we may close the advert earlier than the advertised date, so please apply as soon as you can.
What you'll be doing

Given the diversity of the role you will have the opportunity to work on a variety of different topics across core prudential rules, including providing specialist regulatory advice, monitoring the implementation of regulatory change, including representation on implementation or remediation projects, ensuring clarity of ownership of prudential regulations as well as Oversight of Compliance and ESG (Environmental, Social and Governance) topics.

Recognised as a subject matter expert in your area, you will be expected to support the wider team with prudential compliance knowledge as well as 1 st line teams to ensure the implementation and compliance with prudential requirements. You will be responsible for:
  • Providing specialist core prudential regulatory advice such as interest rate risk in the banking book, market risk, liquidity risk, capital risk and model risk management.
  • Monitoring and reporting on regulatory change within your portfolio.
  • Maintain the list of applicable prudential regulations and work with 1 st line to evolve the management information for compliance with the prudential landscape.
  • Create monthly and quarterly outputs on key prudential publications for distribution and committees.
  • Work with Compliance and Regulatory Affairs to ensure consistency of approach to managing regulatory change.
  • Build and develop relationships at a senior level, representing prudential risk at a senior level, representing Financial Risk Oversight at internal meetings.

This job will keep you thinking, your work will be varied and technically demanding, and you could be working on your own or as part of a wider team.
About you

You should be comfortable working on and leading a wide range of projects, and be comfortable providing an opinion, and demonstrating best practice, supported as appropriate by regulatory evidence.

Requirements for the role include:
  • Proven prudential regulatory experience.
  • Experience of providing specialist core prudential regulatory advice such as interest rate risk in the banking book, market risk, liquidity risk, capital risk and model risk management.
  • Have detailed knowledge/experience of the relevant regulatory requirements, and the ability to interpret what that means for the Society.
  • Comfortable working independently and part of a team, and willing to form and provide an opinion based on the information available.
  • Self-motivated with a desire to stretch yourself and seek out new challenges.
  • Strong interpersonal and influencing skills.

As someone who is up for a challenge, you will be expected to take ownership of issues outside of your own direct remit for the benefit of the department and division. You will need to prioritise effectively and maintain focus and a proactive approach, as well as being able to perform under pressure against tight deadlines.

Our Customer First behaviours are all about putting customers and members at the heart of how we work together. You can strengthen your application by showing the behaviours that resonate with you, and how you might have already demonstrated these.
  • Say it straight - This is about being honest and direct with good intent and saying what needs to be said in the room. It's also about being clear, precise, and using language that we and, importantly, our customers and members can understand.
  • Push for better - This is about aiming high and constantly looking for better in how we work together and serve our customers and members.
  • Get it done - This is about prioritising what will have the greatest impact, being decisive and taking accountability for delivering on the end-to-end outcome.

We know applying for jobs can sometimes feel like you're sending an application into a black hole. We review each application individually. So, it's a good idea to call out your most relevant experience on your application to give yourself the best chance.
The extras you'll get

There are all sorts of employee benefits available at Nationwide, including:
  • A personal pension - if you put in 7% of your salary, we'll top up by a further 16%
  • Up to 2 days of paid volunteering a year
  • Life assurance worth 8x your salary
  • A great selection of additional benefits through our salary sacrifice scheme
  • Wellhub - Access to a range of free and paid options for health and wellness.
  • Access to an annual performance related bonus
  • Access to training to help you develop and progress your career
  • 25 days holiday, pro rata
What makes us different

Nationwide is the world's largest building society. With over 15 million customers, we have a relationship with almost a quarter of the UK's population. We've got the scale to compete with the big banks, but we're not a bank .

As a building society, we're owned by our members - that's our customers who have their current account, mortgage or savings with us. It means we can do things differently to deliver our Purpose - Banking - but fairer, more rewarding, and for the good of society.

When you work at Nationwide, you can experience that difference for yourself. You'll be part of a high-performing, purpose-driven organisation that offers rewarding career experiences and a highly competitive range of benefits to match. You'll also be joining us at an important time as we seek to reach more and more people in the UK. We want everyone in the UK to know that they don't have to bank with a bank. They can choose a modern mutual instead.
What to do next

If this role is for you, please click the 'Apply Now' button. You'll need to attach your up-to-date CV and answer a few quick questions for us.

We respond to everyone, so we will be in contact shortly after the closing date to let you know the outcome of your application.

#LI-POST

  • Wealth Advice Evaluator

    4 weeks ago

    Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Evaluator at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your primary responsibility will be to review both the advice and the Suitability Report, providing feedback to advisers and suggested improvements, where necessary.Key...

  • Wealth Advice Assessor

    2 months ago

    Swindon, United Kingdom The Openwork Partnership Full time

    The opportunity As a Wealth Advice Assessor, you’ll play a crucial role in ensuring the quality and compliance of pension and investment advice at The Openwork Partnership. Ensuring that the advice complies with current regulation and Openwork’s COB Suitable Advice framework, you'll review both the advice and the Suitability Report, providing...

  • Compliance and Training Operations Manager

    3 weeks ago

    Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    **Compliance and Training Team Leader**Swiftclean Building Services is seeking an experienced Compliance and Training Team Leader to lead and drive the Kitchen & Air compliance field teams. The successful candidate will be responsible for ensuring all Kitchen & Air contracts assigned are delivered within agreed time scales and in line with required industry...

  • Fire Safety Compliance Manager

    4 weeks ago

    Swindon, Swindon, United Kingdom TristoneNash Ltd Full time

    At TristoneNash Ltd, we are currently seeking a highly skilled Fire Safety Manager to join our team on a permanent basis.This key role will oversee major investment programmes for fire safety-related compliance, ensuring that all projects meet the highest standards of quality, design, cost-efficiency, and regulatory compliance.As the strategic lead for fire...

  • Compliance and Regulatory Risk Specialist

    4 weeks ago

    Swindon, Swindon, United Kingdom Nationwide Full time

    This is a fantastic opportunity to join the second line Prudential Risk team within Financial Risk Oversight at Nationwide.You will be providing specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area. You will be supporting on the implementation of regulatory change,...

  • Compliance Officer

    6 months ago

    Swindon, United Kingdom FLEETCOR Full time

    Your role What you'll be doing Corpay^ is currently looking to hire a Compliance Officer within the UK Compliance division. This position falls under our Corpay^ line of business based in Swindon, UK. This is a 12-month fixed term contract, working 3 days a week onsite and 2 days from home. What you’ll be doing The Compliance Officer will support the...

  • Head of Patient Advice and Liaison Service

    6 months ago

    Swindon, United Kingdom Great Western Hospitals NHS Foundation Trust Full time

    We are seeking to recruit an exceptional Band 7 Patient Advice and Liaison Service (PALs) and Complaints manager. To ensure that patients, carers and their families are listened to and that the Trust takes appropriate action to learn and implement change. To act as a resource of expertise and advice for all service users and clinical and non-clinical...

  • Security and Advice Team Lead

    6 days ago

    Swindon, Swindon, United Kingdom CV-Library Full time

    About the RoleWe are offering an estimated salary of £35,000 - £45,000 per annum, depending on experience, for this exciting opportunity. As a Customer Service Executive, you will develop and maintain a portfolio of clients, effectively managing the customer journey from a security and advice perspective.Key Responsibilities:Managing customer...

  • Compliance Consultant

    2 months ago

    Swindon, United Kingdom The Openwork Partnership Full time

    The opportunity This is a fantastic opportunity for an established Compliance Consultant to join the team. In the role you'll be providing effective risk based second line compliance services across the wealth, mortgage and protection channels for The Openwork Partnership. You’ll provide compliance consultancy to the Chief Risk & Compliance Officer,...

  • Financial Support and Advice Professional

    7 days ago

    Swindon, Swindon, United Kingdom ENGINEERINGUK Full time

    Job DescriptionThis exciting opportunity exists within Historic England, an organisation that champions historic places and helps people understand, value and care for them.As our Deputy Finance Business Partner, you will play a key role in supporting the Finance Business Partnering team, providing financial guidance and advice to customers. This includes...

  • Head of Patient Advice and Liaison Service

    7 months ago

    Swindon, United Kingdom Great Western Hospitals NHS Foundation Trust Full time

    Ensure that the trust has an accessible Patient Advice Liaison Service which is highly visible and effective in providing advice, support information and signposting services to patients, service users, carers, and members of the public and trust staff. To provide a compassionate, efficient and effective complaints and concerns management service ensuring...

  • Compliance Officer

    6 months ago

    Swindon, United Kingdom RWE Full time

    **Compliance Officer M/F/t**: - **Location(s)**: - Swindon, Wiltshire, GB, SN5 6PB - Utrecht, UT, NL, 3521 AZ - Essen, NW, DE, 45141 **RWE Generation SE, Compliance** **To start as soon as possible, full time, permanent **Your responsibilities** The Compliance Officer RWE Generation SE is a direct report to the Chief Compliance Officer at RWE AG. You will...

  • Prudential Risk Specialist

    1 week ago

    Swindon, Swindon, United Kingdom Nationwide Full time

    About This OpportunityWe are seeking an experienced Prudential Risk Specialist to join our team, providing specialist regulatory advice and support across core prudential rules. As a key member of the Financial Risk Oversight function, you will contribute to the development of regulatory objectives, monitor implementation of regulatory change, and ensure...

  • Compliance Manager

    5 days ago

    Swindon, Swindon, United Kingdom Protalent Full time

    Protalent is partnering with a prominent and forward-thinking regional accountancy practice in the UK to find an exceptional Audit Manager. As a senior leader within their dynamic audit team, you will oversee a range of audit engagements, ensuring high-quality services to a diverse client base.Key Accountabilities:Foster a positive work environment among...

  • Fundraising Compliance Manager

    4 weeks ago

    Swindon, United Kingdom NATIONAL TRUST Full time

    We’re currently recruiting for an experienced Fundraising Compliance Manager to join our team. At the National Trust our vision is to be recognised as a leading UK fundraising charity ensuring that people, now and forever, benefit from nature and heritage. We welcome new and diverse donors at all levels, inspiring their support for people and places. ...

  • Trainee Ductwork Cleaner

    6 months ago

    Swindon, United Kingdom Aether Compliance Ltd Full time

    **Looking to work for a fast paced growing business that values its employees?** Due to recent expansion and growth within the company we are looking to recruit a trainee full-time Ductwork Engineer to provide industrial cleaning for kitchen ductwork systems. The trainee / operative will (initially) work as a labourer with a lead engineer whilst they learn...

  • Fundraising Compliance Manager

    1 month ago

    Swindon, United Kingdom National Trust Full time

    Summary We’re currently recruiting for an experienced Fundraising Compliance Manager to join our team. At the National Trust our vision is to be recognised as a leading UK fundraising charity ensuring that people, now and forever, benefit from nature and heritage. We welcome new and diverse donors at all levels, inspiring their support for people...

  • Compliance Consultant

    3 weeks ago

    Swindon, United Kingdom Openwork Ltd Full time

    Compliance Consultant, This is a fantastic opportunity for an established Compliance Consultant to join the team. In the role you'll be providing effective risk based second line compliance services across the wealth, mortgage and protection channels for The Openwork Partnership.   You’ll provide compliance consultancy to the Chief Risk & Compliance...

  • International Counsel

    7 days ago

    Swindon, Swindon, United Kingdom CONMED Corporation Full time

    Senior Director of International CounselAbout Us:CONMED Corporation, a leading global medical technology company, seeks an experienced Senior Director of International Counsel to join our team. The ideal candidate will have a strong background in international law and experience in managing complex legal matters.About the Role:This role is responsible for...

  • Product Environmental Compliance Manager

    3 months ago

    Swindon, United Kingdom TE Connectivity Full time

    At TE, you will unleash your potential working with people from diverse backgrounds and industries to create a safer, sustainable and more connected world.  Job Overview TE Connectivity’s Engineering Project Management Teams manage cross functional engineering projects. They work with Product Management, Sales, Quality, Manufacturing, Finance,...