We have other current jobs related to this field that you can find below


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is crucial in supporting the conflicts division, collaborating with senior personnel and various departments. In this capacity, you will uphold a superior standard of service for our clients, oversee all regulatory matters pertinent to the firm's efficient...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations as requested by Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance; engage...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct audits and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    ABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our client operates as a prominent global investment management firm, with its headquarters situated in Europe. Their expertise encompasses secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Delivering management...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    ABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...


  • London, Greater London, United Kingdom Arthur Recruitment Full time

    Position OverviewArthur Recruitment is collaborating with a prominent insurance organization in the London market, seeking a Regulatory Compliance Officer for a full-time, permanent role.This position will report directly to the Group Head of Compliance and will oversee one junior team member.Key Responsibilities:Deliver regulatory advice and support to...

  • Compliance Director

    16 hours ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...


  • London, Greater London, United Kingdom Société Générale Assurances Full time

    Regulatory Compliance OfficerLocation: London, United KingdomContract: PermanentDepartment: ComplianceKey Responsibilities:The Regulatory Compliance Officer plays a crucial role in safeguarding the organization against regulatory breaches and managing potential reputational threats. This position entails:Establishing and executing compliance...


  • London, Greater London, United Kingdom Greenwich Council Full time

    Opportunity for a Senior Regulatory Compliance Officer at Greenwich CouncilGreenwich Council is seeking a dedicated Senior Regulatory Compliance Officer to enhance our esteemed team. This pivotal role focuses on consumer protection and regulatory enforcement within the Trading Standards division, ensuring equitable business operations and safeguarding...


  • London, Greater London, United Kingdom Greenwich Council Full time

    Exciting Career Opportunity for a Senior Regulatory Compliance Officer at Greenwich CouncilGreenwich Council is seeking a dedicated Senior Regulatory Compliance Officer to enhance its esteemed Trading Standards team. This pivotal role focuses on consumer protection and regulatory investigations, ensuring equitable business practices while safeguarding...


  • London, Greater London, United Kingdom Société Générale Assurances Full time

    Regulatory Compliance OfficerLocation: London, United KingdomContract: PermanentDepartment: ComplianceKey Responsibilities:The Regulatory Compliance Officer plays a crucial role in ensuring adherence to legal standards and managing the organization's reputation. This includes:Establishing and executing compliance frameworksDeveloping procedures for managing...


  • London, Greater London, United Kingdom Société Générale Assurances Full time

    Regulatory Compliance OfficerLocation: London, United KingdomContract: PermanentDepartment: ComplianceKey Responsibilities:The Regulatory Compliance Officer plays a crucial role in ensuring adherence to legal standards and managing the organization's reputation. Key responsibilities include:Establishing and executing compliance frameworksDeveloping...

Senior Regulatory Compliance Officer

3 months ago


London, Greater London, United Kingdom Royal Borough of Greenwich Full time

This is an exciting opportunity for someone interested in investigations and consumer protection to be part of an award winning, dynamic team within the Royal Borough of Greenwich.

You will be an apprentice embedded within the Trading Standards team. Trading Standards enforce regulations that protect customers and good businesses. This includes criminal investigations of rogue traders, tackling counterfeit and unsafe goods, and making sure businesses act fairly within legal requirements.

As a senior Regulatory Compliance Officer you will focus on Trading Standards within a division that covers a wide range of regulatory services.

The role requires an attention to detail as well as the ability to act confidently with a diverse range of traders and consumers. The role will include taking statements from vulnerable consumers, conducting formal interviews of traders, and seizing substantial quantities of illicit goods. The wide range of activities you will engage in will require good organisation skills and an ability to prioritise. You must be able to behave sensitively around others and maintain confidentiality where needed. You will be expected to write your own clear and concise reports and to record your activities accurately on an intelligence database.

It is a requirement of the position that you complete the Level 6 Trading Standards Professional apprenticeship. This will allow you to progress within the Trading Standards Qualification Framework and eventually lead to you becoming a fully qualified Trading Standards Officer (TSO). There is currently a national shortage of TSO's with a wide range of career opportunities available to qualified TSO's.

To be eligible for the government funding that is required to complete this programme, you will need to prove:

  • You have been a resident in the UK for at least the previous three years before the start of the apprenticeship
  • If you have been granted leave to remain status, this must cover the entire duration of the contract

    If shortlisted for this post, you will be required to demonstrate that you have sufficient maths and English skills in order to access the apprenticeship course, as well as completion, or expected completion of two "A" levels or equivalent qualification/experience. If you are awaiting your "A" level results a conditional offer of employment can be made. Information on how to do this will be provided when necessary.

    For an informal discussion about this opportunity, please contact Cenred Elworthy;

    Job Description

    Person Specification

    To apply please click the Apply Now link below.