Lead Officer for Regulatory Compliance

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...

Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...

Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Job SummaryWe are looking for a seasoned Compliance Manager to lead our regulatory efforts and provide strategic guidance to our senior management team. The ideal candidate will...

Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Job SummaryWe are looking for a seasoned Compliance Manager to lead our regulatory efforts and provide strategic guidance to our senior management team. The ideal candidate will...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations as requested by Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...

Job DescriptionCompliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of emerging...

Job DescriptionCompliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of emerging...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance; engage...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct audits and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...

ABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...

COMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...

Job DescriptionThe CompanyOur global fintech banking group is a leading financial institution that provides innovative banking solutions to individuals and businesses worldwide.The RoleWe are seeking a highly skilled Compliance Manager to join our London-based team. As a key member of our compliance department, you will be responsible for leading regulatory...

Job DescriptionThe CompanyOur global fintech banking group is a leading financial institution that provides innovative banking solutions to individuals and businesses worldwide.The RoleWe are seeking a highly skilled Compliance Manager to join our London-based team. As a key member of our compliance department, you will be responsible for leading regulatory...

Company OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...

ABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...

Job DescriptionWe're seeking a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management to join AJ FOX COMPLIANCE as our Head of Regulatory Compliance.This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best...

Job DescriptionWe're seeking a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management to join AJ FOX COMPLIANCE as our Head of Regulatory Compliance.This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best...

About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...