Compliance Monitoring Analyst

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC. THE RESPONSIBILITIES: Best execution outlier monitoring and improvements (using LiquidMetrix) Investigating Market Abuse escalations (we outsource the initial case load) Bloomberg Vault Comms...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function. Responsibilities Conduct monitoring reviews on specific thematic topics where compliance or regulatory...

May & Stephens are delighted to be partnering with a well-established commercial foreign exchange provider, who are looking for a Compliance Monitoring Analyst to join their team, based in the heart of London. About you: As a Compliance Monitoring Analyst, you will have an understanding of compliance and Monitoring and have a keen interest to discover more...

Compliance Analyst - Monitoring Based in London reporting to a Compliance Manager, the Compliance Analyst will use their skills, knowledge and experience to assist the Compliance Manager (Monitoring) in the provision of timely, top-quality compliance advice to a range of business stakeholdersand to the firm's governing bodies. In doing so, the capability to...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Key responsibilities include but are not limited to: Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

My client is one of the most well-known responsible and sustainable investment providers in the UK, and they are looking for a Compliance Analyst to join their existing team which will report directly into the Head of Compliance. You will support the Compliance Team in ensuring my clients regulated activities follow the necessary rules and regulations, by...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst level.This...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst level.This...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team. This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst level. This...