Compliance Monitoring Analyst

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function. Responsibilities Conduct monitoring reviews on specific thematic topics where compliance or regulatory...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. Foster relationships with front office staff to enhance their understanding of regulatory obligations Monitor front office operations...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. Foster relationships with front office staff to enhance their understanding of regulatory obligations Monitor front office operations...

Miryco are working with a leading London Specialty Insurance Broker currently seeking a high-calibre Compliance Monitoring Analyst to join their team. The successful candidate will be responsible for undertaking compliance monitoring activities across brokers regulated firms in line with the Compliance monitoring plan. Responsibilities: - Work with senior...

Miryco are working with a leading London Specialty Insurance Broker currently seeking a high-calibre Compliance Monitoring Analyst to join their team. The successful candidate will be responsible for undertaking compliance monitoring activities across broker's regulated firms in line with the Compliance monitoring plan. Responsibilities:Work with senior...

Miryco are working with a leading London Specialty Insurance Broker currently seeking a high-calibre Compliance Monitoring Analyst to join their team. The successful candidate will be responsible for undertaking compliance monitoring activities across broker's regulated firms in line with the Compliance monitoring plan. Responsibilities:Work with senior...

Miryco are working with a leading London Specialty Insurance Broker currently seeking a high-calibre Compliance Monitoring Analyst to join their team. The successful candidate will be responsible for undertaking compliance monitoring activities across broker's regulated firms in line with the Compliance monitoring plan. Responsibilities:Work with senior...

Role Summary:The Compliance Analyst will assist the MLRO in overseeing our compliance program, with a primary focus on AML and CFT, ensuring financial crime prevention. This position plays a vital role in ensuring we fulfil our regulatory requirements and maintain compliance.Transaction Monitoring:Conduct daily reviews of transactions to detect and...

Role Summary:The Compliance Analyst will assist the MLRO in overseeing our compliance program, with a primary focus on AML and CFT, ensuring financial crime prevention. This position plays a vital role in ensuring we fulfil our regulatory requirements and maintain compliance.Transaction Monitoring:Conduct daily reviews of transactions to detect and...

Role Summary: The Compliance Analyst will assist the MLRO in overseeing our compliance program, with a primary focus on AML and CFT, ensuring financial crime prevention. This position plays a vital role in ensuring we fulfil our regulatory requirements and maintain compliance. Transaction Monitoring: Conduct daily reviews of transactions to detect and...

We are currently working on a Compliance Analyst search for a global asset management firm headquartered in the UK. The successful candidate will focus on core compliance tasks, as well as exposure to advisory. This role offers the chance to develop expertise in a global setting, working alongside a highly experienced compliance...

We are currently working on a Compliance Analyst search for a global asset management firm headquartered in the UK. The successful candidate will focus on core compliance tasks, as well as exposure to advisory. This role offers the chance to develop expertise in a global setting, working alongside a highly experienced compliance team. Responsibilities: ...

We are currently working on a Compliance Analyst search for a global asset management firm headquartered in the UK. The successful candidate will focus on core compliance tasks, as well as exposure to advisory. This role offers the chance to develop expertise in a global setting, working alongside a highly experienced compliance...

An international law firm is looking for a Compliance Analyst to join their London team. In this role you will be a key part of the Compliance and Risk team, supporting the firm in maintaining its legal and regulatory obligations. This includes financial crime compliance, client due diligence (CDD), risk assessments, and other compliance-related...

An international law firm is looking for a Compliance Analyst to join their London team. In this role you will be a key part of the Compliance and Risk team, supporting the firm in maintaining its legal and regulatory obligations. This includes financial crime compliance, client due diligence (CDD), risk assessments, and other compliance-related...

Exclusive Opportunity: (Senior) Compliance Analyst – Investment Management SpecialistLocation: London-based with flexibility to work remotely 3-4 days per weekAbout the CompanyOur client is a investment management firm, providing funds of funds and tailored investment solutions to a diverse range of clients, including private clients, trusts, charities,...

Exclusive Opportunity: (Senior) Compliance Analyst – Investment Management SpecialistLocation: London-based with flexibility to work remotely 3-4 days per weekAbout the CompanyOur client is a investment management firm, providing funds of funds and tailored investment solutions to a diverse range of clients, including private clients, trusts, charities,...