Compliance Analyst
2 months ago
Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.
Key responsibilities include but are not limited to:
- Conduct CDD for a wide range of clients, including individuals, companies, and trusts; reviewing CDD materials and advising on any additional information needed.
- Perform risk assessments at client onboarding and during updates of CDD records to determine if the client poses a heightened risk of money laundering.
- Utilise external databases.
- Research prospective clients to identify any negative media coverage and evaluate its significance.
- Conduct checks to determine if a client is a PEP and draft emails for Senior Management approval.
- Perform sanctions screening by searching against HM Treasury's consolidated sanctions list
- Respond to queries from all stakeholders regarding CDD requirements
- Assist with administrative tasks and file audits
To apply for this role, you must have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases. You should also have a degree, be a good team player and be focused on promoting excellence.
If this role is of interest, please send us your CV to be considered. Thank you
Ref: 970
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Compliance Analyst
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC. THE RESPONSIBILITIES: Best execution outlier monitoring and improvements (using LiquidMetrix) Investigating Market Abuse escalations (we outsource the initial case load) Bloomberg Vault Comms...
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Compliance Analyst
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
2 months ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
1 month ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Key responsibilities include but are not limited to: Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
3 weeks ago
London, United Kingdom AJ Fox Compliance Full timeAn international law firm is recruiting a Compliance Analyst to work in either their London or Manchester offices. Bright law graduates are encouraged to apply, as well as those currently working in Business Acceptance who want more involvement in analysis and resolution of Conflicts issues. The responsibilities of this position will include: - Carrying...
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Compliance Operations Analyst
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Our CompanyWe are a leading energy and commodities company, with a reputation for excellence in the industry.Our mission is to provide high-quality energy products and services to our customers, while maintaining the highest standards of ethics and compliance.We are committed to attracting and retaining top talent, and offer a range of benefits and...
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Compliance Analyst
7 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC. THE RESPONSIBILITIES: Best execution outlier monitoring and improvements (using LiquidMetrix) Investigating Market Abuse escalations (we outsource the initial case load)...
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Compliance Analyst
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
4 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
1 month ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and...
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Risk & Compliance Analyst
3 weeks ago
London, United Kingdom AJ Fox Compliance Full timeOur client is a respected global law firm seeking to hire a Risk & Compliance Analyst to join their team in London with the option of 50% home working. The function of this role is to help the firm maintain legal and regulatory compliance across the EMEA. Unfortunately, we will not be able to consider you for this role if you do not have law firm compliance...
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Compliance Analyst
2 months ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
2 months ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Risk & Compliance Analyst
2 weeks ago
London, United Kingdom AJ Fox Compliance Full timeA well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...
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Compliance Analyst
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London Area, United Kingdom Cpl Full timeCompliance AnalystCompliance Analyst is required by our Financial Services client in the City of London to take ownership and support the new Chief Compliance Officer in contract engagement for an initial 6 months. You will focus on the UK business and collaborate with the wider Compliance team in ensuring my client meets its strategic objectives, with a...
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Compliance Analyst
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London Area, United Kingdom Cpl Full timeCompliance Analyst Compliance Analyst is required by our Financial Services client in the City of London to take ownership and support the new Chief Compliance Officer in contract engagement for an initial 6 months. You will focus on the UK business and collaborate with the wider Compliance team in ensuring my client meets its strategic objectives, with a...
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Compliance Analyst
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London Area, United Kingdom Cpl Full timeCompliance AnalystCompliance Analyst is required by our Financial Services client in the City of London to take ownership and support the new Chief Compliance Officer in contract engagement for an initial 6 months. You will focus on the UK business and collaborate with the wider Compliance team in ensuring my client meets its strategic objectives, with a...
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KYC Analyst
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London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global financial institution dedicated to delivering exceptional customer service while adhering to the highest standards of regulatory compliance. They pride themselves on fostering a dynamic, inclusive workplace where employees are empowered to grow and succeed.They are seeking a motivated and detail-oriented 1st Line KYC...