Compliance Monitoring Analyst

4 days ago

London, United Kingdom May & Stephens Full time

May & Stephens are delighted to be partnering with a well-established commercial foreign exchange provider, who are looking for a Compliance Monitoring Analyst to join their team, based in the heart of London.
About you:
As a Compliance Monitoring Analyst, you will have an understanding of compliance and Monitoring and have a keen interest to discover more about the field and grow within a fantastic team.
As a Compliance Monitoring Analyst, your responsibilities will include:
*Perform periodic client remediation's across all jurisdictions (MEL, MEM, Canada, Singapore) based on the risk of the client
*Analyse trading activity for anomalies. Cross reference live data with information provided at on-boarding
*To liaise with the front office, specifically the dealing team, to ensure good communication and a smooth process for remediation of client accounts
*Assist with the development of internal processes and procedures for daily activities, including the ongoing development of systems and controls
*Managing ongoing PEP/Sanction screening alerts of clients, directors and third parties, where necessary
*Create client summaries if high risk factors are identified
*Escalate findings to Senior team members or line Manager if necessary
*Broad understanding of Financial crime regulations across all relevant jurisdictions
*Responsibility to adhere to policies and procedures set out in line with relevant regulation across each jurisdiction;
*Assisting in the continuous review and improvement of Monitoring Policies & Procedures, to continue to be compliant with regulatory changes and best practice;
*Ensuring risk based procedures are in place for the review and escalation of due diligence /KYC documentation and information on all clients;
Skills & experience required:
At least 3 years' experience in Compliance Monitoring
This is a fantastic opportunity for a proactive and reactive Compliance Monitoring Analyst to join a busy yet friendly team, to take on an integral role in the business.
May & Stephens Ltd is acting as an Employment Agency in relation to this vacancy.
May & Stephens Ltd is acting as an Employment Agency in relation to this vacancy.

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