Compliance Analyst

1 month ago


London Area, United Kingdom IDEX Consulting Ltd Full time

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.


This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst level.


This role will be undertaking Compliance surveillance and monitoring tasks and work closely with the discretionary investment management and financial planning businesses on producing meaningful MI, compliance advice and financial promotions support.


The client are happy to offer study support for candidates and would prefer candidates who are keen to expand their experience across both Investment Management and Financial Planning.

This is a great role for candidates who want to broaden out their experience in a company with a diverse and growing book of business.


This role will be 3 days a week in London


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