Compliance Analyst
1 month ago
Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.
Key responsibilities include but are not limited to:
- Conduct CDD for a wide range of clients, including individuals, companies, and trusts; reviewing CDD materials and advising on any additional information needed.
- Perform risk assessments at client onboarding and during updates of CDD records to determine if the client poses a heightened risk of money laundering.
- Utilise external databases.
- Research prospective clients to identify any negative media coverage and evaluate its significance.
- Conduct checks to determine if a client is a PEP and draft emails for Senior Management approval.
- Perform sanctions screening by searching against HM Treasury's consolidated sanctions list
- Respond to queries from all stakeholders regarding CDD requirements
- Assist with administrative tasks and file audits
To apply for this role, you must have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases. You should also have a degree, be a good team player and be focused on promoting excellence.
If this role is of interest, please send us your CV to be considered. Thank you
Ref: 970
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Compliance Analyst
2 days ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance Analyst
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
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Compliance and Risk Analyst
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...
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Compliance Analyst
1 week ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and...
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Compliance Analyst
1 month ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
1 month ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Key responsibilities include but are not limited to: Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Key responsibilities include but are not limited to: Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Monitoring Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: . Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis. THE RESPONSIBILITIES: Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable...
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Compliance Monitoring Analyst
1 month ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...
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Compliance Monitoring Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...
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Compliance Monitoring Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...
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Compliance Analyst
2 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Key responsibilities include but are not limited to: Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
3 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Analyst
1 month ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Senior Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Perform risk assessments at client onboarding and during updates of CDD records to determine if the client poses a heightened risk of money...
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Senior Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. Perform risk assessments at client onboarding and during updates of CDD records to determine if the client poses a heightened risk of money...
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AML Compliance Analyst
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:We are seeking a highly skilled Junior AML & Conflicts Analyst to join our team at AJ FOX COMPLIANCE in London. This exciting role offers a unique opportunity to work with a top international law firm, supporting various business functions in anti-money laundering, general conflicts, and risk and compliance checks.The ideal candidate has...
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Senior Compliance Analyst
2 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a detail-oriented and analytical individual to join their team as a Junior AML & Conflicts Analyst in London.Key Responsibilities:Conflict Searches and Analysis: Perform thorough conflict searches, analyze results, and provide recommendations for best practice.Compliance Knowledge: Maintain up-to-date knowledge of relevant...