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Compliance Monitoring Analyst

2 months ago

London, United Kingdom Compliance Professionals Full time

THE COMPANY:

.

Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.







THE RESPONSIBILITIES:


  • Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures.
  • Assisting in the development and implementation of compliance policies and procedures.
  • Conducting investigations and reviews of compliance issues, and making recommendations for corrective action.
  • Provide support in creating reports that detail findings to update management.
  • Maintaining accurate records and files of all compliance-related matters.
  • Support the existing team with co-ordinating ongoing compliance projects and thematic reviews











EXPERIENCE REQUIRED:


  • Experience within the financial services industry ideally in second line compliance monitoring.
  • Knowledge of the global regulatory framework
  • Excellent analytical skills and attention to detail.
  • Strong written and verbal communication skills.
  • Ability to work independently and as part of a team.
  • Strong organisational and time management skills.














For further information please contact Natalie Eshelby