Senior Regulatory Reporting Specialist – Client and Product
4 months ago
Description
We have an outstanding benefits package which includes:
Company-provided healthcare
A competitive annual leave allowance
Flexible working options, including hybrid working arrangements
Generous pension provisions
Income protection
Health and wellness benefits
Volunteering days
Enhanced parental leave
Life insurance
Your Team:
This role will report to the Regulatory Reporting Team Leader, based within the Global Distribution Services Department. The successful candidate will work directly with 2 Regulatory Reporting Specialists who also oversee the UCITS and PRIIP regulations and oversee KIID/KID/EPT/EMT production.
Your Role:
The successful candidate will take a leading role in all KID/KIID/EMT/EPT activities, working with Legal, Compliance, Fund Accounting and Performance teams to gather requirements and data for inclusion in the documents, and our two outsourcing partners, who produce the regulatory documents. They will interact with internal and external stakeholders to understand processes, identify and resolve issues, support the rest of the Regulatory Reporting team with technical queries and be the SME for the appropriate regulations.
What we are we looking for:
Act as the team technical SME on UCITS KIID and PRIIP KID regulations
Provide insights into regulatory requirements, keep abreast of changes to the relevant regulations and participate in association meetings and industry forums
Take a leading role in the KID/KIID/EMT/EPT BAU activities performed by the team, ensuring quality control checks are embedded
Be the ‘port of call’ to support team members on query management and to develop their regulatory and industry knowledge.
Interact with key internal and external business stakeholders to identify and troubleshoot process and data issues ensuring clear and accurate communication
Act as the SME on regulatory driven or internal enhancements and projects impacting KID/KID/EMT/EPT production, dissemination and oversight.
Take responsibility for the monitoring of KID/KIID/EMT/EPT outsourcing providers; lead weekly calls, quarterly reviews, monitor SLA adherence and coordinate with the Delegation Oversight team
Maintain and update a KID/KIID issues log and provide robust and timely management information and metrics to adhere with material outsourcing monitoring
Ensure the EMEA GDS Regulatory Reporting Team Lead & Manager are kept aware of all significant matters and that complaints, breaches and incidents are recorded on the incident reporting system and closed within suitable deadlines.
Ensure team procedures are followed and consistently and continuously improved
What you can bring:
Significant experience within the asset management industry
Experience in a relevant product regulatory reporting role
Experience with monitoring outsourced providers and KPIs
Extensive knowledge of UCITS KIID and PRIIP KID regulations
Overall investment knowledge including an understanding of different investment strategies
Knowledge of other EMEA client regulations (Solvency II,CRR…)
Advanced Excel
Strong academic background ideally educated to degree level
IOC and IMC desired
Strong analytical and problem-solving abilities
High attention to detail
Proactive, proven to work on own initiative and with a continuous improvement mindset
Able to prioritise tasks, work under pressure and manage time effectively to complete tasks within required deadlines
Ability to communicate effectively, both with clients and internally
Highly team orientated, work to and share best practice
Full Time / Part Time
Full time
Worker Type
Employee
Job Exempt (Yes / No)
Yes
Workplace Model
At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.
If this sounds like you, we’d love to hear from you We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea- Please include your name, the job you are interested in, and the type of adjustment you need (for example; breaks during your interview, remote interviews, additional time for assessments or other required adjustments)
Equal Opportunities:
We are an equal opportunities employer. Our mission is to welcome everyone and create inclusive teams. We celebrate difference and encourage everyone to join us, and be themselves at work.
Our commitment to the community and environmental, social and governance investing:
We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.
Recruitment Agencies:
Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.
Regulatory:
This position may fall in-scope of one or multiple regimes/directives.
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