Current jobs related to Senior Regulatory Reporting Specialist - Henley on Thames, Oxfordshire - OppenheimerFunds Distributor, Inc
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the Role:We are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in a Client and Product role. This is an exciting opportunity to work with our Global Distribution Services Department and contribute to the success of our organization.Key Responsibilities:Act as the team technical SME on UCITS KIID and PRIIP KID...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in the Global Distribution Services Department. As a key member of our Regulatory Reporting Team, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in the Global Distribution Services Department. As a key member of our Regulatory Reporting Team, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the Role:We are seeking a highly skilled Regulatory Reporting Specialist to join our team at OppenheimerFunds Distributor, Inc. As a key member of our Regulatory Reporting team, you will be responsible for ensuring the accuracy and completeness of regulatory reports for our products.Key Responsibilities:Act as the team technical SME on UCITS KIID and...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the Role:This is an exciting opportunity to join our team as a Senior Regulatory Reporting Specialist – Client and Product. As a key member of our Global Distribution Services Department, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Senior Regulatory Reporting Specialist
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in the Global Distribution Services Department. As a key member of the Regulatory Reporting Team, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Senior Regulatory Reporting Specialist
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in the Global Distribution Services Department. As a key member of the Regulatory Reporting Team, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in the Global Distribution Services Department. As a key member of our Regulatory Reporting Team, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Regulatory Reporting Specialist to join our team in the Global Distribution Services Department. As a key member of our Regulatory Reporting Team, you will play a leading role in all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting, and Performance teams to gather...
-
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeOverviewOppenheimerFunds Distributor, Inc is seeking a highly skilled Regulatory Reporting Specialist to join our team. As a key member of our Global Distribution Services Department, you will play a critical role in ensuring compliance with regulatory requirements and delivering high-quality reporting to our clients.About the RoleThe successful candidate...
-
Regulatory Affairs Specialist
1 month ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Reed. As a key member of our compliance team, you will be responsible for ensuring that our business operates within the regulatory framework and maintains the highest standards of compliance.Key Responsibilities:Comply with the FCA's...
-
EMEA Regulatory Compensation Specialist
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Invesco Full timeJoin Our Team as an EMEA Regulatory Compensation PartnerAs a leading asset manager, Invesco is dedicated to helping investors worldwide achieve their financial objectives. Our team is committed to delivering exceptional investment management capabilities, providing a wide range of investment strategies and vehicles to our clients globally.Key...
-
EMEA Regulatory Compensation Specialist
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Invesco Full timeJoin Our Team as an EMEA Regulatory Compensation PartnerAs a leading asset manager, Invesco is dedicated to helping investors worldwide achieve their financial objectives. Our team is committed to delivering exceptional investment management capabilities, providing a wide range of investment strategies and vehicles to our clients globally.Key...
-
Senior Compliance Officer
2 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operates in accordance with all relevant regulatory requirements.Key ResponsibilitiesComply with the FCA's Consumer Duty requirements and other regulatory...
-
Financial Reporting Specialist
1 week ago
Henley on Thames, Oxfordshire, United Kingdom Orka Financial Full timeOrka Financial is currently partnering with a small, growing business based in Henley to recruit a Financial Reporting Specialist. This is a superb opportunity where you will have exposure to many facets of the business and play an integral part during an exciting time of change and growth. This role reports into the Chief Financial Officer and will oversee...
-
Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeSenior Compliance Analyst, Investment MonitoringWe are seeking a highly skilled Senior Compliance Analyst to join our team in an Investment Monitoring role. As a key member of our Compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key Responsibilities:Comply...
-
Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeSenior Compliance Analyst, Investment MonitoringWe are seeking a highly skilled Senior Compliance Analyst to join our team in an Investment Monitoring role. As a key member of our Compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key Responsibilities:Comply...
-
Financial Operations Specialist
2 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Chiltern Recruitment Full timeOur client, a dynamic and growing business, is seeking a highly skilled Financial Operations Specialist to join their team. As an Assistant Management Accountant, you will play a crucial role in supporting the development and growth of the company.Key Responsibilities:Prepare and present monthly management accounts, providing insightful analysis and...
-
Senior Portfolio Risk Analyst
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom ENGINEERINGUK Full timeJob DescriptionWe are seeking a highly skilled and experienced Senior Portfolio Risk Analyst to join our Global Performance Measurement Risk's (GPMR) team based in Henley-on-Thames.As a Senior Portfolio Risk Analyst, you will be responsible for supporting all internal partners (Independent Risk Function, Product, Marketing and Investment Teams) through...
-
Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance OfficerReed is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key Responsibilities:Implement and maintain effective compliance systems...
Senior Regulatory Reporting Specialist
2 months ago
We are seeking a highly skilled Regulatory Reporting Specialist to join our team at OppenheimerFunds Distributor, Inc. As a key member of our Global Distribution Services Department, you will play a critical role in ensuring the accuracy and compliance of our regulatory reporting.
Key Responsibilities- Act as the team technical SME on UCITS KIID and PRIIP KID regulations, providing expert guidance and support to colleagues.
- Develop and maintain a deep understanding of regulatory requirements, staying up-to-date with changes and updates to ensure compliance.
- Lead the KID/KIID/EMT/EPT BAU activities, ensuring quality control checks are embedded and processes are optimized.
- Support team members with query management, developing their regulatory and industry knowledge.
- Interact with internal and external stakeholders to identify and troubleshoot process and data issues, ensuring clear and accurate communication.
- Act as the SME on regulatory-driven or internal enhancements and projects impacting KID/KID/EMT/EPT production, dissemination, and oversight.
- Monitor KID/KIID/EMT/EPT outsourcing providers, leading weekly calls, quarterly reviews, and coordinating with the Delegation Oversight team.
- Maintain and update a KID/KIID issues log, providing robust and timely management information and metrics.
- Significant experience within the asset management industry, with a focus on regulatory reporting.
- Experience in a relevant product regulatory reporting role, with a strong understanding of UCITS KIID and PRIIP KID regulations.
- Advanced Excel skills and a strong analytical and problem-solving ability.
- High attention to detail, with the ability to prioritize tasks and work under pressure.
- Excellent communication and interpersonal skills, with the ability to work effectively with internal and external stakeholders.
OppenheimerFunds Distributor, Inc. is a leading provider of investment products and services. We are committed to delivering exceptional results for our clients and employees. Our team is dedicated to creating a positive and inclusive work environment, where everyone can thrive.
