Regulatory Reporting Expert – Asset Management
1 week ago
Overview
OppenheimerFunds Distributor, Inc is seeking a highly skilled Regulatory Reporting Specialist to join our team. As a key member of our Global Distribution Services Department, you will play a critical role in ensuring compliance with regulatory requirements and delivering high-quality reporting to our clients.
About the Role
The successful candidate will be responsible for leading all KID/KIID/EMT/EPT activities, working closely with Legal, Compliance, Fund Accounting and Performance teams to gather requirements and data for inclusion in regulatory documents. You will interact with internal and external stakeholders to understand processes, identify and resolve issues, and provide technical expertise to the Regulatory Reporting team.
Key Responsibilities
Key responsibilities include:
- Acting as the team technical SME on UCITS KIID and PRIIP KID regulations
- Providing insights into regulatory requirements and participating in association meetings and industry forums
- Leading KID/KIID/EMT/EPT BAU activities, ensuring quality control checks are embedded
- Supporting team members on query management and developing their regulatory and industry knowledge
- Interacting with internal and external stakeholders to identify and troubleshoot process and data issues
- Acting as the SME on regulatory driven or internal enhancements and projects impacting KID/KID/EMT/EPT production, dissemination and oversight
- Maintaining and updating a KID/KIID issues log and providing management information and metrics
Requirements
The successful candidate will possess significant experience within the asset management industry, with a strong understanding of UCITS KIID and PRIIP KID regulations. They will have excellent analytical and problem-solving skills, with the ability to communicate effectively with clients and internal stakeholders. A strong academic background, ideally educated to degree level, is also required.
What We Offer
OppenheimerFunds Distributor, Inc offers a competitive benefits package, including company-provided healthcare, a generous annual leave allowance, flexible working options, and a range of other benefits.
How to Apply
If you are a highly motivated and experienced Regulatory Reporting Specialist looking for a new challenge, please submit your application through our website.
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