Senior Compliance Officer
1 month ago
We are seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operates in accordance with all relevant regulatory requirements.
Key Responsibilities- Comply with the FCA's Consumer Duty requirements and other regulatory obligations.
- Maintain accurate records in accordance with company compliance procedures.
- Work in accordance with our Data Protection policy.
- To hold the SMF 16 function (Compliance oversight function).
- To provide an effective systems and controls framework across the Organisation.
- To ensure compliance with all regulatory regimes under which the business operates.
- To assist in the development and maintenance of effective systems and processes within the Organisation.
- Relevant qualifications such as CISI Level 6 Diploma in Financial Compliance.
- Ability to manage own workload and work within a team.
- Knowledge of business processes, standards, policies, and procedures.
- Experience within the Financial Services Industry.
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Henley on Thames, Oxfordshire, United Kingdom Reed Full timeFabulous Great news - A Senior Compliance role linked to highly skilled working at a similar level with the Head of Compliance in the Company - 100% OFFICE BASED 9am - 5pm. HIGH SALARYSenior Compliance Officer:Comply with the FCA's Consumer Duty requirements, & other requirements in the company manual & processes.Maintain records in accordance with company...
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames. As a key member of our team, you will play a critical role in ensuring that our business operations are in compliance with relevant regulations and laws.Key ResponsibilitiesAdvise on the application of UK regulatory...
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames. As a key member of our team, you will play a critical role in ensuring that our business operations are compliant with relevant regulations and laws.Key ResponsibilitiesAdvise on the application of UK regulatory rules...
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Senior Compliance Specialist
2 days ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.About the RoleAct as the Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations and administration.Advising on the application of the UK regulatory...
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Senior Compliance Expert
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the Role:We are seeking a highly skilled and experienced Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames. As a member of this team, you will play a crucial role in ensuring the compliance of our collective investment scheme products, operations, and administration with UK regulatory rules.Your Key...
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Senior Compliance Analyst
2 days ago
Henley on Thames, Oxfordshire, United Kingdom ENGINEERINGUK Full time**Job Summary:**We are seeking an experienced **Senior Portfolio Risk Analyst** to join our Global Performance Measurement Risk's team in Henley-on-Thames.This role involves supporting internal partners through market and liquidity risk analysis and reporting, as well as performing risk monitoring and reporting in line with European regulatory requirements.
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UK Product Compliance Advisor
1 day ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the JobWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.Key ResponsibilitiesAct as the Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations and administration.Advising on the application of the UK...
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Compliance Expert
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeDescriptionWe have an exceptional opportunity for a dedicated and experienced Compliance professional to join our team.Total Rewards PackageCompany-provided healthcareCompetitive annual leave allowanceFlexible working options, including hybrid working arrangementsGenerous pension provisionsIncome protectionHealth and wellness benefitsVolunteering...
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Senior Privacy Analyst
1 month ago
Henley on Thames, Oxfordshire, United Kingdom ENGINEERINGUK Full timeAt ENGINEERINGUK, we are seeking a highly skilled Senior Privacy Analyst to join our team. As a key member of our Global Privacy Office, you will play a critical role in ensuring the organization's compliance with evolving privacy regulations and laws.Key Responsibilities:Identify and mitigate privacy risks associated with Invesco's operations and new...
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Senior Financial Planning Administrator
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Blakemore Recruitment Full timeWe are seeking a highly skilled Senior Financial Planning Administrator to join our National Financial Planning practice in Henley-on-Thames.Job PurposeThe successful candidate will provide exceptional administrative support to our Financial Planners, enabling them to deliver outstanding service to clients.Key ResponsibilitiesPrepare client meetings,...
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Senior Financial Planning Administrator
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Blakemore Recruitment Full timeWe are seeking a highly skilled Senior Financial Planning Administrator to join our National Financial Planning practice in Henley-on-Thames.Job PurposeThe successful candidate will provide exceptional administrative support to our Financial Planners, enabling them to deliver outstanding service to clients.Key ResponsibilitiesPrepare client meetings,...
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Audit and Accounts Senior
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Hire Resolve Full timeAudit and Accounts Senior Job Description at Hire ResolveWe are seeking a highly skilled and experienced Audit and Accounts Senior to join our client in the Audit industry.Key Responsibilities:Conduct thorough audits of financial statements to ensure compliance with regulations and standards.Prepare accurate and timely financial statements for clients,...
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Chief Accounting Officer
1 day ago
Henley on Thames, Oxfordshire, United Kingdom Wade Macdonald Full timeKey Responsibilities As the Finance Manager, your key responsibilities will include:Leading and mentoring the finance team while enhancing financial understanding across site management teams.Ensuring strong financial controls and compliance with tax regulations and financial reporting standards.Overseeing the preparation of monthly management accounts and...
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Senior Audit and Accounting Professional
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Hire Resolve Full timeHire Resolve is seeking a highly skilled Audit and Accounts Senior to join our client in the Audit industry.As an Audit and Accounts Senior, you will play a key role in conducting audits, preparing financial statements, and providing valuable insights to our client.Key Responsibilities:Conduct thorough audits of financial statements to ensure compliance with...
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Senior Audit and Accounting Professional
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Hire Resolve Full timeHire Resolve is seeking an experienced Audit and Accounts Senior to join our client in the Audit industry.As an Audit and Accounts Senior, you will play a key role in conducting audits, preparing financial statements, and providing valuable insights to our client.Responsibilities:Conduct thorough audits of financial statements to ensure compliance with...
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Senior Financial Planning Administrator
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Blakemore Recruitment Full timeWe are seeking a skilled Senior Financial Planning Administrator to join our team at Blakemore Recruitment. The ideal candidate will provide high-quality administrative support to our Financial Planners, enabling them to deliver exceptional service to clients.Key Responsibilities:Prepare client meeting materials, including letters of authority and...
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Senior Audit Professional
2 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Hire Resolve Full timeHire Resolve is seeking an experienced Audit and Accounts Senior to join our client in the Audit industry.Key Responsibilities:Conduct thorough audits of financial statements to ensure compliance with regulations and standards.Prepare accurate and timely financial statements for clients, utilizing strong analytical and problem-solving skills.Identify and...
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Senior Compensation Analyst
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom ENGINEERINGUK Full timeJob Summary:We are seeking an ESG research and analysis expert to join our global ESG Research team. The ideal candidate will have a strong background in ESG research and analysis, with excellent written and verbal communication skills, and the ability to present effectively before senior management.Key Responsibilities:Producing proprietary ESG company...
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Procurement Senior Contract Manager
1 day ago
Henley on Thames, Oxfordshire, United Kingdom Clear IT Recruitment Limited Full timeCompany Overview: Clear IT Recruitment Limited is a leading recruitment agency that specializes in matching top talent with the best companies. We are currently seeking an experienced Procurement Senior Contract Manager to join our team.Job Description:Key Responsibilities:Develop and maintain strategic supplier relationships to ensure seamless delivery of...
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Senior Financial Leader
1 month ago
Henley on Thames, Oxfordshire, United Kingdom Wade Macdonald Full timeJob Title: Senior Financial LeaderAbout the Role:We are seeking a highly skilled Senior Financial Leader to join our team at Wade Macdonald. As a key member of our finance department, you will be responsible for leading and mentoring our finance team, ensuring strong financial controls and compliance with tax regulations and financial reporting standards.Key...