Senior Compliance Officer

1 month ago


Henley on Thames, Oxfordshire, United Kingdom Reed Full time
Job Summary

We are seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operates in accordance with all relevant regulatory requirements.

Key Responsibilities
  1. Comply with the FCA's Consumer Duty requirements and other regulatory obligations.
  2. Maintain accurate records in accordance with company compliance procedures.
  3. Work in accordance with our Data Protection policy.
Main Role Purpose
  1. To hold the SMF 16 function (Compliance oversight function).
  2. To provide an effective systems and controls framework across the Organisation.
  3. To ensure compliance with all regulatory regimes under which the business operates.
  4. To assist in the development and maintenance of effective systems and processes within the Organisation.
Requirements
  1. Relevant qualifications such as CISI Level 6 Diploma in Financial Compliance.
  2. Ability to manage own workload and work within a team.
  3. Knowledge of business processes, standards, policies, and procedures.
  4. Experience within the Financial Services Industry.


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